DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•• W••••• M•••••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•• W••••• M••••••••• | Bd affiliated wealth | Mar 21, 2025 | n/a | yes | BEDMINSTER, NJ|AVENEL, NJ|KENILWORTH, NJ | Current employment |
| C•••••• S••••• • C••• I••• | National bd RIA | Feb 16, 2022 | Jul 17, 2024 | no | Marlton, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | P•• W••••• M••••••••• | Jul 17, 2024 | Mar 21, 2025 | 247 | Firm change | Ibd to ibd |
| T• A••••••••• I••••••••• M••••••••• L•• | C•••••• S••••• • C••• I••• | Sep 7, 2023 | Feb 16, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7870:111514:NJ:2021-01-11 | Jan 11, 2021 | Oct 17, 2019 | PRINCETON, NJ | Firm change after gap |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | May 6, 2021 | Sep 7, 2023 | no | Marlton, NJ | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | May 5, 2021 | Oct 14, 2022 | no | Marlton, NJ | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Oct 17, 2019 | Dec 31, 2020 | no | Princeton, NJ | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Oct 16, 2019 | Jan 11, 2021 | no | PRINCETON, NJ | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Aug 10, 2016 | Oct 21, 2019 | no | Millburn, NJ|Bridgewater, NJ|Princeton, NJ | Previous registration |
| S•••••••• I••••••••• M••••••••• | Former SEC adviser | May 12, 2016 | Jul 18, 2016 | no | SAINT LOUIS, MO | Previous registration |
| S•••••••• S••••••••• | Bd affiliated wealth | Nov 7, 2013 | May 29, 2014 | no | Manalapan, NJ|SHORT HILLS, NJ|MARLBORO, NJ|TOMS RIVER, NJ|Piscataway, NJ|East Brunswick, NJ | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jun 4, 2012 | Oct 22, 2013 | no | PENNINGTON, NJ|PENNINGTON, NJ | Previous registration |
| -568 |
| Bulk transfer |
| RIA to ibd |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Oct 14, 2022 | May 6, 2021 | -526 | Bulk transfer | Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Jan 11, 2021 | Oct 17, 2019 | -452 | Channel change | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Dec 31, 2020 | May 5, 2021 | 125 | Bulk transfer | Other |
| C•••••• S••••• • C••• I••• | T• A••••••••• I••• | Oct 21, 2019 | Oct 16, 2019 | -5 | Firm change | Other |
| S•••••••• I••••••••• M••••••••• | C•••••• S••••• • C••• I••• | Jul 18, 2016 | Aug 10, 2016 | 23 | Firm change | Other |
| S•••••••• S••••••••• | S•••••••• I••••••••• M••••••••• | May 29, 2014 | May 12, 2016 | 714 | Firm change after gap | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | S•••••••• S••••••••• | Oct 22, 2013 | Nov 7, 2013 | 16 | Firm change | Other |