RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••• K••••••••
- P•• W••••• M••••••••• BD affiliated currentsince Mar 21, 2025 · Bedminster, Nj
- C•••••• S••••• • C••• I••• national BDFeb 16, 2022 to Jul 17, 2024 · Marlton, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 6, 2021 to Sep 7, 2023 · Marlton, Nj
- T• A••••••••• I••• formerMay 5, 2021 to Oct 14, 2022 · Marlton, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 17, 2019 to Dec 31, 2020 · Princeton, Nj
- T• A••••••••• I••• formerOct 16, 2019 to Jan 11, 2021 · Princeton, Nj
- C•••••• S••••• • C••• I••• national BDAug 10, 2016 to Oct 21, 2019 · Millburn, Nj
- S•••••••• I••••••••• M••••••••• formerMay 12, 2016 to Jul 18, 2016 · Saint Louis, Mo
- S•••••••• S••••••••• BD affiliatedNov 7, 2013 to May 29, 2014 · Manalapan, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 4, 2012 to Oct 22, 2013 · Pennington, Nj
- C•••••• S••••• • C••• I••• to P•• W••••• M•••••••••left Jul 17, 2024, registered Mar 21, 2025 (247 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Feb 16, 2022 (-568 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered May 6, 2021 (-526 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 11, 2021, registered Oct 17, 2019 (-452 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered May 5, 2021 (125 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to T• A••••••••• I•••left Oct 21, 2019, registered Oct 16, 2019 (-5 days) · Other
- S•••••••• I••••••••• M••••••••• to C•••••• S••••• • C••• I•••left Jul 18, 2016, registered Aug 10, 2016 (23 days) · Other
- S•••••••• S••••••••• to S•••••••• I••••••••• M•••••••••left May 29, 2014, registered May 12, 2016 (714 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• S•••••••••left Oct 22, 2013, registered Nov 7, 2013 (16 days) · Other
- V••••• K•••••••• left C•••••• S••••• • C••• I••• for P•• W••••• M••••••••• (registered 2025-03-21)Jul 17, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address