DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Richard Joseph Scotti

Empower Advisory Group, LLCBD affiliatedWexford, Pa dual registrantIAPD 4678479

Feed of 09/15/2026

Also filed as Rick Scotti

At current firm

1 y

since Jul 1, 2025

In the industry

12 y

since Apr 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Empower Advisory Group, LLC BD affiliated current
since Jul 1, 2025 · Greenwood Village, Co
Ameriprise Financial Services, LLC national BD
Aug 8, 2023 to Aug 28, 2023 · Greensburg, Pa
Stewart Capital Advisors, LLC former
Jan 19, 2023 to Jul 26, 2023 · Indiana, Pa
Ameriprise Financial Services, LLC national BD
Aug 23, 2022 to Jan 9, 2023 · Indiana, Pa
Hefren-Tillotson, Inc. former
Jul 29, 2019 to Jun 4, 2020 · Wexford, Pa
Pnc Capital Advisors LLC other
Jul 8, 2015 to Jan 24, 2019 · Pittsburgh, Pa
Stewart Capital Advisors, LLC former
Apr 1, 2014 to Oct 13, 2014 · Indiana, Pa

Moves

a registration end followed by a registration begin elsewhere

Ameriprise Financial Services, LLC to Empower Advisory Group, LLC
left Aug 28, 2023, registered Jul 1, 2025 (673 days) · Affiliated broker-dealer or bank to another
Stewart Capital Advisors, LLC to Ameriprise Financial Services, LLC
left Jul 26, 2023, registered Aug 8, 2023 (13 days) · Other
Ameriprise Financial Services, LLC to Stewart Capital Advisors, LLC
left Jan 9, 2023, registered Jan 19, 2023 (10 days) · Other
Hefren-Tillotson, Inc. to Ameriprise Financial Services, LLC
left Jun 4, 2020, registered Aug 23, 2022 (810 days) · RIA to affiliated broker-dealer or bank
Pnc Capital Advisors LLC to Hefren-Tillotson, Inc.
left Jan 24, 2019, registered Jul 29, 2019 (186 days) · Other
Stewart Capital Advisors, LLC to Pnc Capital Advisors LLC
left Oct 13, 2014, registered Jul 8, 2015 (268 days) · Other

Signals

Richard Joseph Scotti left Ameriprise Financial Services, Llc for Empower Advisory Group, Llc (registered 2025-07-01)
Aug 28, 2023 · Advisor changed firm · fact
Richard Joseph Scotti left Stewart Capital Advisors, Llc for Ameriprise Financial Services, Llc (registered 2023-08-08)
Jul 26, 2023 · Advisor changed firm · fact
Richard Joseph Scotti left Ameriprise Financial Services, Llc for Stewart Capital Advisors, Llc (registered 2023-01-19)
Jan 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address