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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

Eric Boyd Philips

Advisor at PRIME CAPITAL FINANCIAL

OVERLAND PARK, KS | Duluth, GA

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Search this name across graphsid dfx:ria:76c73304-8bfa-dc12-b180-3ce0ff36ef48

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: May 12, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIME CAPITAL FINANCIAL
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 8, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: May 8, 2014
First registration: May 12, 2014
Dual registered: yes, broker-dealer
Other names: ERIC BOYD PHILIPS|Eric B. Philips
IAPD individual key: 6293893

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIME CAPITAL FINANCIAL	Mixed wealth	Mar 5, 2025	n/a	yes	Duluth, GA\|OVERLAND PARK, KS	Current employment
SUGARLOAF WEALTH MANAGEMENT, LLC	Former SEC adviser	Jun 27, 2024	Mar 6, 2025	no	DULUTH, GA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jul 7, 2023	Feb 28, 2024	no	Alpharetta, GA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 15, 2021	Jun 16, 2023	no	UPPER ARLINGTON, OH\|Columbus, OH\|Columbus, OH\|Los Angeles, CA	Previous registration
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Jan 15, 2020	Jul 14, 2021	no	ATLANTA, GA\|PORTLAND, OR	Previous registration
LINDNER CAPITAL ADVISORS, INC.	Former SEC adviser	Jul 27, 2018	Jun 25, 2020	no	ATLANTA, GA	Previous registration
JOYN ADVISORS, INC.	Former SEC adviser	Dec 13, 2016	May 14, 2018	no	ATLANTA, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 3, 2016	Aug 5, 2016	no	MARIETTA, GA\|ATLANTA, GA	Previous registration
EDWARD JONES	National bd RIA	May 12, 2014	Mar 13, 2015	no	TEMPE, AZ\|Maryland Heights, MO\|VILLA RICA, GA\|HIRAM, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUGARLOAF WEALTH MANAGEMENT, LLC	PRIME CAPITAL FINANCIAL	Mar 6, 2025	Mar 5, 2025	-1	Firm change	RIA to RIA
COMMONWEALTH FINANCIAL NETWORK	SUGARLOAF WEALTH MANAGEMENT, LLC	Feb 28, 2024	Jun 27, 2024	120	Firm change	Ibd to RIA
J.P. MORGAN SECURITIES LLC	COMMONWEALTH FINANCIAL NETWORK	Jun 16, 2023	Jul 7, 2023	21	Firm change	Wirehouse to ibd
M HOLDINGS SECURITIES, INC.	J.P. MORGAN SECURITIES LLC	Jul 14, 2021	Aug 15, 2021	32	Firm change	Ibd to wirehouse
LINDNER CAPITAL ADVISORS, INC.	M HOLDINGS SECURITIES, INC.	Jun 25, 2020	Jan 15, 2020	-162	Firm change after gap	RIA to ibd
JOYN ADVISORS, INC.	LINDNER CAPITAL ADVISORS, INC.	May 14, 2018	Jul 27, 2018	74	Firm change	RIA to RIA
WELLS FARGO ADVISORS	JOYN ADVISORS, INC.	Aug 5, 2016	Dec 13, 2016	130	Firm change	Other
EDWARD JONES	WELLS FARGO ADVISORS	Mar 13, 2015	Mar 3, 2016	356	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
129602:288712:GA:2025-03-06	Mar 6, 2025	Mar 5, 2025	DULUTH, GA	Firm change

Relationships

Registered with (9)

→ PRIME CAPITAL FINANCIALRegistered adviserregistration: current employment
Mar 5, 2025 to presentfactForm ADV
→ SUGARLOAF WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 27, 2024 to Mar 6, 2025factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jul 7, 2023 to Feb 28, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Aug 15, 2021 to Jun 16, 2023factForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
Jan 15, 2020 to Jul 14, 2021factForm ADV
→ LINDNER CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 27, 2018 to Jun 25, 2020factForm ADV
→ JOYN ADVISORS, INC.Registered adviserregistration: previous registration
Dec 13, 2016 to May 14, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 3, 2016 to Aug 5, 2016factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
May 12, 2014 to Mar 13, 2015factForm ADV

Dated events

Occurred
Mar 6, 2025
Advisor changed firm
Eric Boyd Philips left Sugarloaf Wealth Management, Llc for Prime Capital Financial (registered 2025-03-05)
Form ADVobserved 3 days ago
Occurred
Feb 28, 2024
Advisor changed firm
Eric Boyd Philips left Commonwealth Financial Network for Sugarloaf Wealth Management, Llc (registered 2024-06-27)
Form ADVobserved 3 days ago
Occurred
Jun 16, 2023
Advisor changed firm
Eric Boyd Philips left J.P. Morgan Securities Llc for Commonwealth Financial Network (registered 2023-07-07)
Form ADVobserved 3 days ago