DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric Boyd Philips
Certified Financial Planner
Feed of 09/15/2026
Also filed as Eric Boyd Philips
At current firm
1 y
since Mar 5, 2025
In the industry
12 y
since May 8, 2014 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Prime Capital Financial mixed wealth currentsince Mar 5, 2025 · Duluth, Ga
- Sugarloaf Wealth Management, LLC formerJun 27, 2024 to Mar 6, 2025 · Duluth, Ga
- Commonwealth Financial Network national BDJul 7, 2023 to Feb 28, 2024 · Alpharetta, Ga
- J.P. Morgan Securities LLC wirehouseAug 15, 2021 to Jun 16, 2023 · Upper Arlington, Oh
- M Holdings Securities, Inc. BD affiliatedJan 15, 2020 to Jul 14, 2021 · Atlanta, Ga
- Lindner Capital Advisors, Inc. formerJul 27, 2018 to Jun 25, 2020 · Atlanta, Ga
- Joyn Advisors, Inc. formerDec 13, 2016 to May 14, 2018 · Atlanta, Ga
- Wells Fargo Advisors wirehouseMar 3, 2016 to Aug 5, 2016 · Marietta, Ga
- Edward Jones national BDMay 12, 2014 to Mar 13, 2015 · Tempe, Az
Moves
a registration end followed by a registration begin elsewhere
- Sugarloaf Wealth Management, LLC to Prime Capital Financialleft Mar 6, 2025, registered Mar 5, 2025 (-1 days) · RIA to RIA · moved with a team
- Commonwealth Financial Network to Sugarloaf Wealth Management, LLCleft Feb 28, 2024, registered Jun 27, 2024 (120 days) · Affiliated broker-dealer or bank to independent RIA
- J.P. Morgan Securities LLC to Commonwealth Financial Networkleft Jun 16, 2023, registered Jul 7, 2023 (21 days) · Wirehouse to affiliated broker-dealer or bank
- M Holdings Securities, Inc. to J.P. Morgan Securities LLCleft Jul 14, 2021, registered Aug 15, 2021 (32 days) · Affiliated broker-dealer or bank to wirehouse
- Lindner Capital Advisors, Inc. to M Holdings Securities, Inc.left Jun 25, 2020, registered Jan 15, 2020 (-162 days) · RIA to affiliated broker-dealer or bank
- Joyn Advisors, Inc. to Lindner Capital Advisors, Inc.left May 14, 2018, registered Jul 27, 2018 (74 days) · RIA to RIA
- Wells Fargo Advisors to Joyn Advisors, Inc.left Aug 5, 2016, registered Dec 13, 2016 (130 days) · Other
- Edward Jones to Wells Fargo Advisorsleft Mar 13, 2015, registered Mar 3, 2016 (356 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Eric Boyd Philips left Sugarloaf Wealth Management, Llc for Prime Capital Financial (registered 2025-03-05)Mar 6, 2025 · Advisor changed firm · fact
- Eric Boyd Philips left Commonwealth Financial Network for Sugarloaf Wealth Management, Llc (registered 2024-06-27)Feb 28, 2024 · Advisor changed firm · fact
- Eric Boyd Philips left J.P. Morgan Securities Llc for Commonwealth Financial Network (registered 2023-07-07)Jun 16, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address