DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rpg Family Wealth Advisory, LLC
Latest filing Apr 24, 2026
First filing on the tape Dec 5, 2011 · 67 filings
SEC status approved since Aug 3, 2011
RAUM
$701M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
91%
$634M individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$53.9M
derived; firm RAUM over IAPD count
Employees
21
9 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
67 filings and snapshots on the tape
RAUM$701M as of Apr 24, 2026
Mar 12, 2012$100M then
HNW client RAUM$520M as of Apr 24, 2026
Mar 28, 2018$235M then
State-registered IARs (5.B.3)13 as of Apr 24, 2026
Mar 12, 20120 then
Employees (5.A)21 as of Apr 24, 2026
Mar 28, 201314 then
Private funds: no history
RAUM +42% over the last fiscal year+19% a year over threeIARs 14 to 13offices 8 to 4
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $53.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- -7.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$520M74%
- Individuals$114M16%
- Corporations and businesses$63.3M9.0%
- Pension and profit-sharing plans$3.3M0.5%
- Individual clients
- 404reported
- HNW clients
- 133reported
- Pension plan clients
- 6reported
- Charitable clients
- n/areported
- Accounts
- 600reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Juan Donabedian | Burlington, Ma | Jun 16, 2015 | 23 y | 2 |
| William T Eaton | Burlington, Ma | Jun 16, 2015 | 40 y | 3 |
| Mitchell Alan Goldfeld | Burlington, Ma | Jun 16, 2015 | 37 y | 3 |
| Ryan Richard Kolden | San Diego, Ca | Sep 15, 2023 | 15 y | 0 |
| Ryan Emerson Bennett | Burlington, Ma | Sep 18, 2023 | 13 y | 2 |
| Matthew Lee Evans | Burlington, Ma | Sep 18, 2023 | 27 y | 3 |
| Lamar Daniel Breshears | Burlington, Ma | Sep 18, 2023 | 19 y | 6 |
| Sharon M Consoli | Burlington, Ma | Sep 18, 2023 | 11 y | 1 |
| Timothy Aaron Smith | Burlington, Ma | Jul 2, 2024 | 10 y | 0 |
| Meaghan Anne Murphy Keeven | Burlington, Ma | Nov 25, 2024 | 13 y | 1 |
| John Edwardh | Burlington, Ma | Sep 19, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Benjamin Seth Martin to Abacus Capital AdvisorsJun 10, 2024 · RIA to RIA
- Samuel Mcmanus Kiefer to Pinnacle Private Wealth, LLCJun 6, 2018 · RIA to RIA
- Hugh Patrick Maginnis to Pinnacle Private Wealth, LLCJun 6, 2018 · RIA to RIA
- Adam B. Reinking to Adviceperiod, LLCFeb 23, 2017 · Other
- Adam Russell Hull to Adviceperiod, LLCFeb 23, 2017 · Other
- Travis Allen Tucker to Raymond James Financial Services Advisors, IncJun 12, 2014 · Other
- Stacy Ann Bazylinski to Raymond James Financial Services Advisors, IncJun 12, 2014 · Other
- Donald Philip Brusca to Raymond James Financial Services Advisors, IncJun 12, 2014 · Other
Joined, latest
- Meaghan Anne Murphy Keeven from MML Investors Services, LLCNov 25, 2024 · Affiliated broker-dealer or bank to independent RIA
- Ryan Emerson Bennett from First Heartland Consultants, Inc.Sep 18, 2023 · Affiliated broker-dealer or bank to independent RIA
- Sharon M Consoli from First Heartland Consultants, Inc.Sep 18, 2023 · Affiliated broker-dealer or bank to independent RIA
- Matthew Lee Evans from Msl Advisors, LLCSep 18, 2023 · Other
- Lamar Daniel Breshears from Tlg Advisors, Inc.Sep 18, 2023 · Affiliated broker-dealer or bank to independent RIA
- Juan Donabedian from Detwiler Fenton Investment Management LLCJun 16, 2015 · Other
- William T Eaton from Detwiler Fenton Investment Management LLCJun 16, 2015 · Other
- Mitchell Alan Goldfeld from Detwiler Fenton Investment Management LLCJun 16, 2015 · Other
- Samuel Mcmanus Kiefer from UBS Financial Services Inc.Feb 21, 2012 · Other
- Adam B. Reinking from Centaurus Financial, Inc.Oct 5, 2011 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Pinnacle Private Wealth, LLCJun 6, 2018 · Burlington, Ma
- 2 left for Adviceperiod, LLCFeb 23, 2017 · Burlington, Ma
- 2 joined from First Heartland Consultants, Inc.Jan 23, 2023 · Camarillo, Ca
- 3 joined from Detwiler Fenton Investment Management LLCJul 1, 2015 · Boston, Ma · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mariann Dube · Chief Administrative Officercontrolsince 04/2013 · owns less than 5%
- Michael David Gatti · Chief Executive Officer, Founding Partnercontrolsince 09/2011 · owns less than 5%
- Duff Robert Mccauley · Chief Financial Officer / Chief Compliance Officercontrolsince 04/2013 · owns less than 5%
- Michael David Gatti · Chief Executive Officer, Founding Partnercontrolsince 09/2011 · owns 50% to 75% of Risk Paradigm Group Holdings, LLC
Entity owners
- Risk Paradigm Group Holdings, LLC · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- Risk Paradigm Group, LLCinvestment advisernRAUM $116M
- Rpg Insurance Solutionsreal estaten
Advisers that list Rpg Family Wealth Advisory, LLC as a related person
- 155870 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Burlington, Ma · principal | 13 | 1 | 0 | ||
| Broken Arrow, Ok | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Omaha, NE1 employees
- Salt Lake City, UT1 employees
- Wentzville, MO1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- office count dropChange between filings · filing Apr 24, 2026offices other than the principal office (Item 1.F.5) moved from 8.0 to 4.0 (-50.0%) between the annual amendments of 2025-01-27 and 2026-04-24; the peer median change was 0.0% (233 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $500M to $1B (233) · 2.2% percentile
- RAUM up 25 %Change between filings · filing Apr 24, 2026RAUM (Item 5.F) moved from $492,260,301 to $700,744,314 (+42.0%) between the annual amendments of 2025-01-27 and 2026-04-24; the peer median change was +16.0% (1386 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 1,960 to 600Dec 24, 2025 to Mar 31, 2026
- Advisory employees · 13 to 9Dec 24, 2025 to Mar 31, 2026
- Charity clients · 2.0 to unsetDec 24, 2025 to Mar 31, 2026
- Corporate clients · 48 to 57Dec 24, 2025 to Mar 31, 2026
- HNW clients · 117 to 133Dec 24, 2025 to Mar 31, 2026
- Individual clients · 391 to 404Dec 24, 2025 to Mar 31, 2026
- Pension plan clients · 7 to 6Dec 24, 2025 to Mar 31, 2026
- Assets in custody · 0.0 to unsetDec 24, 2025 to Mar 31, 2026
- Custody of client assets · true to falseDec 24, 2025 to Mar 31, 2026
- Other offices · 8 to 4Dec 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $578M to $687MDec 24, 2025 to Mar 31, 2026
- HNW RAUM · $419M to $520MDec 24, 2025 to Mar 31, 2026
- Individual RAUM · $112M to $114MDec 24, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $12.0M to $13.8MDec 24, 2025 to Mar 31, 2026
- Pension RAUM · $13.7M to $3.3MDec 24, 2025 to Mar 31, 2026
- RAUM · $590M to $701MDec 24, 2025 to Mar 31, 2026
- Advisory employees · 12 to 13Aug 27, 2025 to Nov 3, 2025
- Employees · 20 to 21Aug 27, 2025 to Nov 3, 2025
- Financial planning clients · 0 to 0Aug 27, 2025 to Nov 3, 2025
- State-registered IARs · 12 to 13Aug 27, 2025 to Nov 3, 2025
- Accounts · 533 to 1,960Jan 27, 2025 to May 1, 2025
- Advisory employees · 14 to 12Jan 27, 2025 to May 1, 2025
- Advisory activities · 4 to 5Jan 27, 2025 to May 1, 2025
- Charity clients · unset to 2.0Jan 27, 2025 to May 1, 2025
- HNW clients · 100 to 117Jan 27, 2025 to May 1, 2025
- Individual clients · 375 to 391Jan 27, 2025 to May 1, 2025
- Pension plan clients · 8 to 7Jan 27, 2025 to May 1, 2025
- Assets in custody · $142M to $0Jan 27, 2025 to May 1, 2025
- Employees · 24 to 20Jan 27, 2025 to May 1, 2025
- State-registered IARs · 14 to 12Jan 27, 2025 to May 1, 2025
- Discretionary RAUM · $482M to $578MJan 27, 2025 to May 1, 2025
- HNW RAUM · $336M to $419MJan 27, 2025 to May 1, 2025
- Individual RAUM · $107M to $112MJan 27, 2025 to May 1, 2025
- Non-discretionary RAUM · $10.5M to $12.0MJan 27, 2025 to May 1, 2025
- Pension RAUM · $12.0M to $13.7MJan 27, 2025 to May 1, 2025
- RAUM · $492M to $590MJan 27, 2025 to May 1, 2025
- Other offices · 9 to 8Jul 23, 2024 to Jan 27, 2025
- Other offices · 10 to 9Mar 29, 2024 to Jul 23, 2024
- Accounts · 1,424 to 533Nov 30, 2023 to Mar 29, 2024
- Advisory employees · 13 to 14Nov 30, 2023 to Mar 29, 2024
Signals
7 dated events
- Benjamin Seth Martin left Rpg Family Wealth Advisory, Llc for Abacus Capital Advisors (registered 2025-03-06)Jun 10, 2024 · Advisor changed firm · fact
- Rpg Family Wealth Advisory, Llc reported 6 offices beyond its principal office, up from 1 (2023-03-29 to 2023-09-15)Sep 15, 2023 · Office count change · derived
- 2 advisors left First Heartland Consultants, Inc. (Camarillo, CA) for Rpg Family Wealth Advisory, LLC on the same dayJan 23, 2023 · Team lift-out · derived
- Allen Jason Mcginty (Member) no longer on Schedule A of Rpg Family Wealth Advisory, Llc (listed 2022-03-20, absent 2022-10-07)Oct 7, 2022 · Control person left · inference
- L Brandon Lamb (Chief Compliance Officer) no longer on Schedule A of Rpg Family Wealth Advisory, Llc (listed 2021-10-25, absent 2022-03-20)Mar 20, 2022 · Control person left · inference
- Rpg Family Wealth Advisory, Llc reported RAUM $250.2M, down 45% from $457.9M (2018-11-19 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Mcmanus Samuel Kiefer (Partner) no longer on Schedule A of Rpg Family Wealth Advisory, Llc (listed 2018-11-19, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- RPG Family Wealth Advisory, LLC · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 888-285-8600reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/rpg-family-wealth-advisory-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- RPGFAMILYWEALTHADVISORY.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (888) 285-8600reportedpublic record, Form ADV, Apr 24, 2026
- Contact form
- rpgfamilywealthadvisory.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- rpgfamilywealthadvisory.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026