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RIA / WealthAdvisor27 years in industry

DONALD LEONARD ROSS

Advisor at ROSS WEALTH ADVISORS, LLC

COLUMBUS, OH

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Search this name across graphsid dfx:ria:7741d54b-413a-5b6c-dc85-174ed54082ed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 7, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROSS WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
First registration: Jul 7, 2000
Dual registered: no
Other names: DON ROSS|DONALD LEONARD ROSS
IAPD individual key: 1786206

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROSS WEALTH ADVISORS, LLC	Independent wealth	Jun 12, 2019	n/a	yes	COLUMBUS, OH	Current employment
ADVANTAGE RETIREMENT GROUP	Former SEC adviser	May 12, 2015	Jun 18, 2019	no	COLUMBUS, OH\|FORT MYERS, FL\|Columbus, OH	Previous registration
SIGNATURE INVESTMENTS, INC.	Former SEC adviser	Jan 4, 2013	Apr 28, 2015	no	DAYTON, OH\|COLUMBUS, OH\|DAYTON, OH	Previous registration
SICOR SECURITIES INC	n/a	Mar 4, 2011	Dec 31, 2012	no	DAYTON, OH\|COLUMBUS, OH\|COLUMBUS, OH\|DAYTON, OH\|DAYTON, OH	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Feb 18, 2010	Mar 3, 2011	no	COLUMBUS, OH\|SARASOTA, FL	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jan 4, 2007	Jul 21, 2008	no	COLUMBUS, OH\|COLUMBUS, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 7, 2000	Nov 18, 2003	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVANTAGE RETIREMENT GROUP	ROSS WEALTH ADVISORS, LLC	Jun 18, 2019	Jun 12, 2019	-6	Firm change	RIA to RIA
SIGNATURE INVESTMENTS, INC.	ADVANTAGE RETIREMENT GROUP	Apr 28, 2015	May 12, 2015	14	Firm change	Other
SICOR SECURITIES INC	SIGNATURE INVESTMENTS, INC.	Dec 31, 2012	Jan 4, 2013	4	Firm change	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	SICOR SECURITIES INC	Mar 3, 2011	Mar 4, 2011	1	Firm change	Other
PARK AVENUE SECURITIES LLC	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Jul 21, 2008	Feb 18, 2010	577	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	PARK AVENUE SECURITIES LLC	Nov 18, 2003	Jan 4, 2007	1,143	Firm change after gap	Other

Relationships

Registered with (7)

→ ROSS WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jun 12, 2019 to presentfactForm ADV
→ ADVANTAGE RETIREMENT GROUPRegistered adviserregistration: previous registration
May 12, 2015 to Jun 18, 2019factForm ADV
→ SIGNATURE INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 4, 2013 to Apr 28, 2015factForm ADV
→ SICOR SECURITIES INCRegistered adviserregistration: previous registration
Mar 4, 2011 to Dec 31, 2012factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Feb 18, 2010 to Mar 3, 2011factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Jan 4, 2007 to Jul 21, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 7, 2000 to Nov 18, 2003factForm ADV

Dated events

No dated event names this entity yet.