DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MAIN STREET FINANCIAL SOLUTIONS, LLC
NEWTOWN, PA | Newton, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAIN STREET FINANCIAL SOLUTIONS, LLC | Independent wealth | Mar 31, 2020 | n/a | yes | Newton, MA|NEWTOWN, PA | Current employment |
| MAIN STREET FINANCIAL SOLUTIONS, LLC | Former SEC adviser | Oct 31, 2019 | Jul 1, 2020 | no | Newton, MA|NEWTOWN, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 6, 2017 | Aug 14, 2019 | no | WELLESLEY HILLS, MA|WELLESLEY HILLS, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MAIN STREET FINANCIAL SOLUTIONS, LLC | MAIN STREET FINANCIAL SOLUTIONS, LLC | Jul 1, 2020 | Mar 31, 2020 | -92 | Channel change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MAIN STREET FINANCIAL SOLUTIONS, LLC | Aug 14, 2019 | Oct 31, 2019 | 78 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146118:305834:PA:2020-07-01 | Jul 1, 2020 | Mar 31, 2020 | NEWTOWN, PA | Firm change after gap |