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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

CHRIS DANIEL MORIN

Advisor at OSAIC ADVISORY SERVICES, LLC

SPOKANE, WA | Spokane, WA | Coeur d Alene, ID

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Search this name across graphsid dfx:ria:78049104-2d4c-4d45-6e24-1e5badfdd6c9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Aug 24, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 10, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 2
Registered states: 3
Exams: S66
First exam: Aug 10, 2007
First registration: Aug 24, 2007
Dual registered: yes, broker-dealer
Other names: CHRIS MORIN
IAPD individual key: 5353575

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Nov 14, 2025	n/a	yes	Coeur d Alene, ID\|Spokane, WA	Current employment
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 7, 2025	n/a	yes	SPOKANE, WA	Current employment
PFG ADVISORS	Independent wealth	Mar 15, 2024	Nov 10, 2025	no	Coeur D Alene, ID\|Spokane, WA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 4, 2020	Jan 24, 2025	no	Coeur D Alene, ID\|Meridian, ID\|Spokane, WA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 27, 2016	Jan 27, 2021	no	MISSOULA, MT\|MISSOULA, MT\|SALT LAKE CITY, UT	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 24, 2015	Nov 30, 2016	no	MISSOULA, MT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Oct 16, 2015	no	BILLINGS, MT\|MISSOULA, MT\|MISSOULA, MT	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 21, 2008	Jan 3, 2011	no	MISSOULA, MT\|MISSOULA, MT\|MISSOULA, MT\|MISSOULA, MT	Previous registration
EDWARD JONES	National bd RIA	Aug 24, 2007	Feb 14, 2008	no	POLSON, MT\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PFG ADVISORS	OSAIC ADVISORY SERVICES, LLC	Nov 10, 2025	Nov 7, 2025	-3	Firm change	RIA to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	PFG ADVISORS	Jan 24, 2025	Mar 15, 2024	-315	Firm change after gap	Ibd to RIA
LPL FINANCIAL LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 27, 2021	Dec 4, 2020	-54	Firm change after gap	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Nov 30, 2016	Dec 27, 2016	27	Bulk transfer	Other
WELLS FARGO ADVISORS	CETERA INVESTMENT ADVISERS LLC	Oct 16, 2015	Sep 24, 2015	-22	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
EDWARD JONES	WELLS FARGO INVESTMENTS, LLC	Feb 14, 2008	Apr 21, 2008	67	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
173344:171070:ID:2025-11-01	Nov 10, 2025	Nov 7, 2025	COEUR D ALENE, ID	Firm change

Relationships

Registered with (9)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: current employment
Nov 14, 2025 to presentfactForm ADV
→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 7, 2025 to presentfactForm ADV
→ PFG ADVISORSRegistered adviserregistration: previous registration
Mar 15, 2024 to Nov 10, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 4, 2020 to Jan 24, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 27, 2016 to Jan 27, 2021factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Sep 24, 2015 to Nov 30, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Oct 16, 2015factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 21, 2008 to Jan 3, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 24, 2007 to Feb 14, 2008factForm ADV

Dated events

Occurred
Nov 10, 2025
Advisor changed firm
Chris Daniel Morin left Pfg Advisors for Osaic Advisory Services, Llc (registered 2025-11-07)
Form ADVobserved 6 days ago
Occurred
Jan 24, 2025
Advisor changed firm
Chris Daniel Morin left Ameriprise Financial Services, Llc for Pfg Advisors (registered 2024-03-15)
Form ADVobserved 6 days ago