DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Chris Daniel Morin

Osaic Advisory Services, LLCBD affiliatedSpokane, Wa dual registrantIAPD 5353575

Feed of 09/15/2026

Also filed as Chris Morin

At current firm

0 y

since Nov 7, 2025

In the industry

19 y

since Aug 10, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Institutions, Inc. BD affiliated current
since Nov 14, 2025 · Coeur D Alene, Id
Osaic Advisory Services, LLC BD affiliated current
since Nov 7, 2025 · Spokane, Wa
Pfg Advisors independent RIA
Mar 15, 2024 to Nov 10, 2025 · Coeur D Alene, Id
Ameriprise Financial Services, LLC national BD
Dec 4, 2020 to Jan 24, 2025 · Coeur D Alene, Id
LPL Financial LLC BD affiliated
Dec 27, 2016 to Jan 27, 2021 · Missoula, Mt
Cetera Investment Advisers LLC BD affiliated
Sep 24, 2015 to Nov 30, 2016 · Missoula, Mt
Wells Fargo Advisors wirehouse
Jan 3, 2011 to Oct 16, 2015 · Billings, Mt
Wells Fargo Investments, LLC unclassified
Apr 21, 2008 to Jan 3, 2011 · Missoula, Mt
Edward Jones national BD
Aug 24, 2007 to Feb 14, 2008 · Polson, Mt

Moves

a registration end followed by a registration begin elsewhere

Pfg Advisors to Osaic Advisory Services, LLC
left Nov 10, 2025, registered Nov 7, 2025 (-3 days) · RIA to affiliated broker-dealer or bank · moved with a team
Ameriprise Financial Services, LLC to Pfg Advisors
left Jan 24, 2025, registered Mar 15, 2024 (-315 days) · Affiliated broker-dealer or bank to independent RIA
LPL Financial LLC to Ameriprise Financial Services, LLC
left Jan 27, 2021, registered Dec 4, 2020 (-54 days) · Affiliated broker-dealer or bank to another
Cetera Investment Advisers LLC to LPL Financial LLC
left Nov 30, 2016, registered Dec 27, 2016 (27 days) · corporate re-registration, not a move
Wells Fargo Advisors to Cetera Investment Advisers LLC
left Oct 16, 2015, registered Sep 24, 2015 (-22 days) · Other
Wells Fargo Investments, LLC to Wells Fargo Advisors
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Edward Jones to Wells Fargo Investments, LLC
left Feb 14, 2008, registered Apr 21, 2008 (67 days) · Other

Signals

Chris Daniel Morin left Pfg Advisors for Osaic Advisory Services, Llc (registered 2025-11-07)
Nov 10, 2025 · Advisor changed firm · fact
Chris Daniel Morin left Ameriprise Financial Services, Llc for Pfg Advisors (registered 2024-03-15)
Jan 24, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address