DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pgim Dc Solutions
Legal name Pgim Dc Solutions LLC
Latest filing May 22, 2026
First filing on the tape May 2, 2022 · 10 filings
SEC status approved since May 31, 2022
RAUM
$6.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
66
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$6.9B as of May 22, 2026
Mar 27, 2024$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of May 22, 2026
Mar 28, 20231 then
Employees (5.A)66 as of May 22, 2026
Mar 28, 202348 then
Private funds: no history
RAUM +455% over the last fiscal yearIARs 3 to 2
Practice profile
derived from the filing of May 22, 2026; every figure names its basis
- RAUM per advisor
- $3.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $172MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 33.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +455%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.5B94%
- Investment companies$384M5.6%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 40reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=20.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Scott Benjamin · Manager, Board Of Managers, Executive Vice Presidentcontrolsince 01/2024 · owns less than 5%
- Claudia Digiacomo · Chief Legal Officercontrolsince 01/2024 · owns less than 5%
- David Michael Miller · Manager, Board Of Managers, Presidentcontrolsince 04/2022 · owns less than 5%
- Jurgen Muhlhauser · Member, Board Of Managerscontrolsince 09/2021 · owns less than 5%
- Gerard Bernard Ohara · Manager, Board Of Managers, Chief Financial Officer, Executive Vice Presidentcontrolsince 01/2024 · owns less than 5%
- Dawn Pallitto · Chief Compliance Officercontrolsince 11/2021 · owns less than 5%
- Sherman Stuart Parker · Chief Executive Officercontrolsince 01/2024 · owns less than 5%
- Roger Joel Sauber · Chief Operating Officercontrolsince 01/2024 · owns less than 5%
Entity owners
- Pifm Holdco, LLC · Sole Memberdirect · owns 75% or more
- Pgim Holding Company LLC · Parent Of Sole Memberindirect · owns 75% or more of Pifm Holdco, LLC
- Prudential Financial, Inc. · Ownerindirect · owns 75% or more of Pgim Holding Company LLC · public reporting company
Related persons
Schedule D 7.A
- Jennison Associatesinvestment adviserbankpooled vehicle sponsornRAUM $215B
- Pgim Custom Harvest LLCinvestment advisernRAUM $6.9B
- Pgim Investments LLCinvestment adviserbanknRAUM $345B
- Pgim Multi-Asset Solutions LLCinvestment advisernRAUM $26B
- Pgim Private Placement Investors, L.P.investment adviserpooled vehicle sponsornRAUM $24B
- Pgim Quantitative Solutionsinvestment adviserbankyRAUM $111B
- Pgim Real Estate Advisors LLCinvestment advisern
- Pgim Wadhwani Llpinvestment adviserbanknRAUM $1.6B
- Pgim, Inc.investment adviserbankyRAUM $1132B
- Prudential Investment Management Services LLCbroker-dealern
- Prudential Trust Companybankn
- The Prudential Insurance Company Of Americareal estaten
Advisers that list Pgim Dc Solutions as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $1,243,260,062 to $6,897,607,645 (+455.0%) between the annual amendments of 2025-03-26 and 2026-03-27; the peer median change was +13.0% (631 comparable advisers, 100.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 17 to 40Dec 1, 2025 to Mar 27, 2026
- BD registered reps · 26 to 20Dec 1, 2025 to Mar 27, 2026
- Pooled vehicle clients · 1 to 2Dec 1, 2025 to Mar 27, 2026
- Employees · 70 to 66Dec 1, 2025 to Mar 27, 2026
- State-registered IARs · 3 to 2Dec 1, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.2B to $6.9BDec 1, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $911M to $6.5BDec 1, 2025 to Mar 27, 2026
- RAUM · $1.2B to $6.9BDec 1, 2025 to Mar 27, 2026
- Accounts · 13 to 17Mar 27, 2024 to Mar 26, 2025
- BD registered reps · 7 to 26Mar 27, 2024 to Mar 26, 2025
- Employees · 45 to 70Mar 27, 2024 to Mar 26, 2025
- Financial planning clients · 0 to Mar 27, 2024 to Mar 26, 2025
- State-registered IARs · 1 to 3Mar 27, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.3B to $1.2BMar 27, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $883M to $911MMar 27, 2024 to Mar 26, 2025
- RAUM · $1.3B to $1.2BMar 27, 2024 to Mar 26, 2025
- Accounts · unset to 13.0Jan 24, 2024 to Mar 27, 2024
- Advisory employees · 7 to 5Jan 24, 2024 to Mar 27, 2024
- Advisory activities · 3 to 5Jan 24, 2024 to Mar 27, 2024
- Pooled vehicle clients · 0 to 1Jan 24, 2024 to Mar 27, 2024
- Employees · 48 to 45Jan 24, 2024 to Mar 27, 2024
- Discretionary RAUM · unset to 1260159530.0Jan 24, 2024 to Mar 27, 2024
- Non-discretionary RAUM · unset to 0.0Jan 24, 2024 to Mar 27, 2024
- Pooled vehicle RAUM · unset to 882911407.0Jan 24, 2024 to Mar 27, 2024
- RAUM · unset to 1260159530.0Jan 24, 2024 to Mar 27, 2024
- Advisory employees · 6 to 7May 2, 2022 to Mar 28, 2023
- BD registered reps · 5 to 7May 2, 2022 to Mar 28, 2023
- Business name · PGIM DC SOLUTIONS LLC to PGIM DC SOLUTIONSMay 2, 2022 to Mar 28, 2023
- Employees · 64 to 48May 2, 2022 to Mar 28, 2023
- Financial planning clients · unset to 0May 2, 2022 to Mar 28, 2023
- State-registered IARs · 0 to 1May 2, 2022 to Mar 28, 2023
Signals
13 dated events
- Pgim Dc Solutions reported RAUM $6.9B, up 455% from $1.2B (2025-12-01 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Edward Scott Benjamin (Manager, Board Of Managers, Executive Vice President) appeared on Schedule A of Pgim Dc SolutionsJan 24, 2024 · Control person joined · fact
- Gerard Bernard Ohara (Manager, Board Of Managers, Chief Financial Officer, Executive Vice President) appeared on Schedule A of Pgim Dc SolutionsJan 24, 2024 · Control person joined · fact
- Sherman Stuart Parker (Chief Executive Officer) appeared on Schedule A of Pgim Dc SolutionsJan 24, 2024 · Control person joined · fact
- Claudia Digiacomo (Chief Legal Officer) appeared on Schedule A of Pgim Dc SolutionsJan 24, 2024 · Control person joined · fact
- Roger Joel Sauber (Chief Operating Officer) appeared on Schedule A of Pgim Dc SolutionsJan 24, 2024 · Control person joined · fact
- Mahsa Parangi (Chief Legal Officer) no longer on Schedule A of Pgim Dc Solutions (listed 2023-06-27, absent 2024-01-24)Jan 24, 2024 · Control person left · inference
- Richard Joshua Cohen (Member, Board Of Managers) no longer on Schedule A of Pgim Dc Solutions (listed 2023-06-27, absent 2024-01-24)Jan 24, 2024 · Control person left · inference
- Tilton Linda Gibson (Chairman Of The Board, Member, Board Of Managers) no longer on Schedule A of Pgim Dc Solutions (listed 2023-06-27, absent 2024-01-24)Jan 24, 2024 · Control person left · inference
- Chandrashekhar Ashwini Jambekar (Chief Operating Officer) no longer on Schedule A of Pgim Dc Solutions (listed 2023-06-27, absent 2024-01-24)Jan 24, 2024 · Control person left · inference
- Adam Kloczkowski (Chief Financial Officer, Member, Board Of Managers) no longer on Schedule A of Pgim Dc Solutions (listed 2023-06-27, absent 2024-01-24)Jan 24, 2024 · Control person left · inference
- Julius Lawrence Marchese (Chief Technology & Operations Officer) no longer on Schedule A of Pgim Dc Solutions (listed 2023-06-27, absent 2024-01-24)Jan 24, 2024 · Control person left · inference
- Pgim Dc Solutions Llc filed its initial SEC registration (Form ADV)May 2, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pgimreportedpublic record, Form ADV, Sep 17, 2026
- Website
- pgim.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 1-877-275-9786reportedpublic record, Form ADV, May 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026