RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• M•••• B•••••
- D••• D••••••• • C•• independent RIA currentsince Dec 10, 2024 · Seattle, Wa
- C• P•••••• W••••• independent RIAJun 13, 2022 to Aug 29, 2023 · Novi, Mi
- R•••••• W• P••• • A••••••••• L•• independent RIAJun 18, 2019 to Sep 1, 2021 · Novi, Mi
- J••• M••••• S••••••••• L•• wirehouseApr 30, 2018 to Jun 18, 2019 · Bloomfield Hills, Mi
- W•••• F•••• A••••••• wirehouseAug 25, 2017 to Mar 14, 2018 · Bloomfield Hills, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 29, 2017 to Aug 2, 2017 · Bloomfield Hills, Mi
- C• P•••••• W••••• to D••• D••••••• • C••left Aug 29, 2023, registered Dec 10, 2024 (469 days) · RIA to RIA
- R•••••• W• P••• • A••••••••• L•• to C• P•••••• W•••••left Sep 1, 2021, registered Jun 13, 2022 (285 days) · RIA to RIA
- J••• M••••• S••••••••• L•• to R•••••• W• P••• • A••••••••• L••left Jun 18, 2019, registered Jun 18, 2019 (0 days) · Wirehouse to independent RIA
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Mar 14, 2018, registered Apr 30, 2018 (47 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Aug 2, 2017, registered Aug 25, 2017 (23 days) · Wirehouse to wirehouse
- A•••••••• M•••• B••••• left C• P•••••• W••••• for D••• D••••••• • C•• (registered 2024-12-10)Aug 29, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address