DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• B•••••••

C••••• I••••••••• A••••••• L••BD affiliatedNew Orleans, Ladual registrantIAPD 7184596

Certified Financial Planner

Feed of 09/14/2026

Also filed as Brandon Allen Bergeron

At current firm

0 y

since May 27, 2026

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since May 27, 2026 · New Orleans, La
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 3, 2025 to May 21, 2026 · Metairie, La
C•••••• P••••• W••••• M••••••••• independent RIA
Feb 12, 2025 to Jun 13, 2025 · Greenville, Sc
W••••••••• C••••••• L•• independent RIA
Aug 28, 2023 to Jan 27, 2025 · New Orleans, La
C••••••• S••••••• L••• independent RIA
Jul 8, 2022 to Jul 24, 2023 · Metairie, La
A• W••••• M••••••••• L•• BD affiliated
Oct 4, 2019 to May 13, 2022 · Mandevilla, La

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••
left May 21, 2026, registered May 27, 2026 (6 days) · Affiliated broker-dealer or bank to another
C•••••• P••••• W••••• M••••••••• to A••••••••• F•••••••• S•••••••• L••
left Jun 13, 2025, registered Oct 3, 2025 (112 days) · RIA to affiliated broker-dealer or bank
W••••••••• C••••••• L•• to C•••••• P••••• W••••• M•••••••••
left Jan 27, 2025, registered Feb 12, 2025 (16 days) · RIA to RIA
C••••••• S••••••• L••• to W••••••••• C••••••• L••
left Jul 24, 2023, registered Aug 28, 2023 (35 days) · RIA to RIA
A• W••••• M••••••••• L•• to C••••••• S••••••• L•••
left May 13, 2022, registered Jul 8, 2022 (56 days) · Affiliated broker-dealer or bank to independent RIA

Signals

B•••••• B••••••• left A••••••••• F•••••••• S•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-05-27)
May 21, 2026 · Advisor changed firm · fact
B•••••• B••••••• left C•••••• P••••• W••••• M••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-10-03)
Jun 13, 2025 · Advisor changed firm · fact
B•••••• B••••••• left W••••••••• C••••••• L•• for C•••••• P••••• W••••• M••••••••• (registered 2025-02-12)
Jan 27, 2025 · Advisor changed firm · fact
B•••••• B••••••• left C••••••• S••••••• L••• for W••••••••• C••••••• L•• (registered 2023-08-28)
Jul 24, 2023 · Advisor changed firm · fact
B•••••• B••••••• left A• W••••• M••••••••• L•• for C••••••• S••••••• L••• (registered 2022-07-08)
May 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address