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RIA / WealthAdvisor11 years in industry

MAXWELL BAUER BROMLEY

Advisor at MERCER GLOBAL ADVISORS INC.

DENVER, CO | Schaumburg, IL

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Search this name across graphsid dfx:ria:7a364bb1-0145-80a2-1167-98aafb6c458c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 11, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERCER GLOBAL ADVISORS INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 11, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 11, 2015
First registration: Jun 11, 2015
Dual registered: no
IAPD individual key: 6465481

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERCER GLOBAL ADVISORS INC.	Independent wealth	Nov 19, 2025	n/a	yes	Schaumburg, IL\|DENVER, CO	Current employment
MORNINGSTAR INVESTMENT MANAGEMENT LLC	Mixed wealth	Jan 2, 2025	Nov 11, 2025	no	CHICAGO, IL	Previous registration
MORNINGSTAR INVESTMENT SERVICES LLC	Former SEC adviser	Jun 22, 2020	Jun 16, 2025	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 13, 2017	Apr 7, 2020	no	SCHAUMBURG, IL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 13, 2017	Apr 7, 2020	no	Schaumburg, IL	Previous registration
MIDWESTERN SECURITIES TRADING CO.,LLC	Independent wealth	Jun 11, 2015	Dec 23, 2016	no	EAST PEORIA, IL\|EAST PEORIA, IL\|SHOREWOOD, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORNINGSTAR INVESTMENT MANAGEMENT LLC	MERCER GLOBAL ADVISORS INC.	Nov 11, 2025	Nov 19, 2025	8	Firm change	RIA to RIA
MORNINGSTAR INVESTMENT SERVICES LLC	MORNINGSTAR INVESTMENT MANAGEMENT LLC	Jun 16, 2025	Jan 2, 2025	-165	Firm change after gap	RIA to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	MORNINGSTAR INVESTMENT SERVICES LLC	Apr 7, 2020	Jun 22, 2020	76	Firm change	RIA to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 7, 2020	Jan 13, 2017	-1,180	Channel change	Other
MIDWESTERN SECURITIES TRADING CO.,LLC	TD AMERITRADE, INC.	Dec 23, 2016	Jan 13, 2017	21	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112525:108031:IL:2025-06-16	Jun 16, 2025	Jan 2, 2025	CHICAGO, IL	Firm change after gap

Relationships

Registered with (6)

→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: current employment
Nov 19, 2025 to presentfactForm ADV
→ MORNINGSTAR INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 2, 2025 to Nov 11, 2025factForm ADV
→ MORNINGSTAR INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jun 22, 2020 to Jun 16, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 13, 2017 to Apr 7, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 13, 2017 to Apr 7, 2020factForm ADV
→ MIDWESTERN SECURITIES TRADING CO.,LLCRegistered adviserregistration: previous registration
Jun 11, 2015 to Dec 23, 2016factForm ADV

Dated events

Occurred
Nov 11, 2025
Advisor changed firm
Maxwell Bauer Bromley left Morningstar Investment Management Llc for Mercer Global Advisors Inc. (registered 2025-11-19)
Form ADVobserved 6 days ago
Occurred
Jun 16, 2025
Advisor changed firm
Maxwell Bauer Bromley left Morningstar Investment Services Llc for Morningstar Investment Management Llc (registered 2025-01-02)
Form ADVobserved 6 days ago