DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• B•••• B••••••

M••••• G••••• A••••••• I•••independent RIADenver, Co IA-onlyIAPD 6465481

Feed of 09/15/2026

At current firm

0 y

since Nov 19, 2025

In the industry

11 y

since Jun 11, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• G••••• A••••••• I••• independent RIA current
since Nov 19, 2025 · Schaumburg, Il
M••••••••• I••••••••• M••••••••• L•• mixed wealth
Jan 2, 2025 to Nov 11, 2025 · Chicago, Il
M••••••••• I••••••••• S••••••• L•• former
Jun 22, 2020 to Jun 16, 2025 · Chicago, Il
T• A••••••••• I••••••••• M••••••••• L•• former
Jan 13, 2017 to Apr 7, 2020 · Schaumburg, Il
T• A••••••••• I••• former
Jan 13, 2017 to Apr 7, 2020 · Schaumburg, Il
M••••••••• S••••••••• T•••••• C•••••• independent RIA
Jun 11, 2015 to Dec 23, 2016 · East Peoria, Il

Moves

a registration end followed by a registration begin elsewhere

M••••••••• I••••••••• M••••••••• L•• to M••••• G••••• A••••••• I•••
left Nov 11, 2025, registered Nov 19, 2025 (8 days) · RIA to RIA
M••••••••• I••••••••• S••••••• L•• to M••••••••• I••••••••• M••••••••• L••
left Jun 16, 2025, registered Jan 2, 2025 (-165 days) · RIA to RIA · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to M••••••••• I••••••••• S••••••• L••
left Apr 7, 2020, registered Jun 22, 2020 (76 days) · RIA to RIA
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Apr 7, 2020, registered Jan 13, 2017 (-1180 days) · channel change inside one enterprise, not a move
M••••••••• S••••••••• T•••••• C•••••• to T• A••••••••• I•••
left Dec 23, 2016, registered Jan 13, 2017 (21 days) · Other

Signals

M•••••• B•••• B•••••• left M••••••••• I••••••••• M••••••••• L•• for M••••• G••••• A••••••• I••• (registered 2025-11-19)
Nov 11, 2025 · Advisor changed firm · fact
M•••••• B•••• B•••••• left M••••••••• I••••••••• S••••••• L•• for M••••••••• I••••••••• M••••••••• L•• (registered 2025-01-02)
Jun 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address