DFX Intelligence

V•••••• C••••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

V•••••• C••••••• O•••••

Advisor at M••••• W••••• M••••••••• L••

PLANTATION, FL | KANSAS CITY, MO

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Search this name across graphsid dfx:ria:7b075089-6099-8f26-dc2f-fa115e57d2f6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 30, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 29, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Mar 24, 2026	n/a	yes	KANSAS CITY, MO\|PLANTATION, FL	Current employment
L•• A••••••• S•••••••• L••	Former SEC adviser	Aug 4, 2022	Jul 31, 2026	no	PLANTATION, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• A••••••• S•••••••• L••	M••••• W••••• M••••••••• L••	Jul 31, 2026	Mar 24, 2026	-129	Firm change after gap	RIA to RIA
K••••• A•••••••• I•••	L•• A••••••• S•••••••• L••	Jul 29, 2022	Aug 4, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
172009:324624:FL:2026-07-31	Jul 31, 2026	Mar 24, 2026	PLANTATION, FL	Firm change after gap

Relationships

Registered with (4)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 24, 2026 to presentfactForm ADV
→ L•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 4, 2022 to Jul 31, 2026factForm ADV
→ K••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 16, 2019 to Jul 29, 2022factForm ADV
→ N••••••••• I••••••••• A•••••••• L••

Dated events

Occurred
Jul 31, 2026
Advisor changed firm
V•••••• C••••••• O••••• left L•• A••••••• S•••••••• L•• for M••••• W••••• M••••••••• L•• (registered 2026-03-24)
Form ADVobserved 7 days ago
Occurred
Jul 29, 2022
Advisor changed firm
V•••••• C••••••• O••••• left K••••• A•••••••• I••• for L•• A••••••• S•••••••• L•• (registered 2022-08-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b075089-6099-8f26-dc2f-fa115e57d2f6
First observed: Apr 30, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.