DFX Intelligence
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Reading the graph
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Advisor at W•••• F•••• A•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Mar 13, 2026 | n/a | yes | FRISCO, TX|ST. LOUIS, MO | Current employment |
| W•••• F•••• A••••••• | Wirehouse | May 11, 2017 | n/a | yes | FRISCO, TX|DALLAS, TX | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••• I••••••••• M••••••••• L•• | W•••• F•••• A••••••• | Mar 14, 2016 | May 11, 2017 | 423 | Firm change after gap | Other |
| E••••• J•••• | P••••• I••••••••• M••••••••• L•• | Nov 28, 2011 | Dec 12, 2011 |
| Asset manager |
| Dec 12, 2011 |
| Mar 14, 2016 |
| no |
| BOSTON, MA|ANDOVER, MA |
| Previous registration |
| E••••• J•••• | National bd RIA | Dec 1, 2010 | Nov 28, 2011 | no | ST LOUIS, MO|KENNEBUNK, ME|KENNEBUNK, ME | Previous registration |
| D•• I••••••••• M••••••••• A•••••••• I••• | Other adviser | May 20, 2003 | Dec 22, 2009 | no | CHICAGO, IL | Previous registration |
| P••••• I••••••••• M••••••••• L•• | Asset manager | Jan 21, 2000 | May 8, 2003 | no | BOSTON, MA | Previous registration |
| 14 |
| Firm change |
| Other |
| D•• I••••••••• M••••••••• A•••••••• I••• | E••••• J•••• | Dec 22, 2009 | Dec 1, 2010 | 344 | Firm change | Other |
| P••••• I••••••••• M••••••••• L•• | D•• I••••••••• M••••••••• A•••••••• I••• | May 8, 2003 | May 20, 2003 | 12 | Firm change | Other |