DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Gerald Taylor
Feed of 09/15/2026
Also filed as David Gerald Taylor
At current firm
9 y
since May 11, 2017
In the industry
29 y
since Aug 6, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Mar 13, 2026 · Frisco, Tx
- Wells Fargo Advisors wirehouse currentsince May 11, 2017 · Frisco, Tx
- Putnam Investment Management, LLC asset managerDec 12, 2011 to Mar 14, 2016 · Boston, Ma
- Edward Jones national BDDec 1, 2010 to Nov 28, 2011 · St Louis, Mo
- Dws Investment Management Americas, Inc. otherMay 20, 2003 to Dec 22, 2009 · Chicago, Il
- Putnam Investment Management, LLC asset managerJan 21, 2000 to May 8, 2003 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Putnam Investment Management, LLC to Wells Fargo Advisorsleft Mar 14, 2016, registered May 11, 2017 (423 days) · Other
- Edward Jones to Putnam Investment Management, LLCleft Nov 28, 2011, registered Dec 12, 2011 (14 days) · Other
- Dws Investment Management Americas, Inc. to Edward Jonesleft Dec 22, 2009, registered Dec 1, 2010 (344 days) · Other
- Putnam Investment Management, LLC to Dws Investment Management Americas, Inc.left May 8, 2003, registered May 20, 2003 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address