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RIA / WealthAdvisorCertified Financial Planner29 years in industry

JASON ERIC STEPANIK

Advisor at SF PLANNING GROUP LLC

THE WOODLANDS, TX

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Search this name across graphsid dfx:ria:7d41231b-7a4a-04f9-1a0c-7fd9c0c077d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SF PLANNING GROUP LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 14, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Jul 14, 1997
First registration: Jul 30, 2002
Dual registered: no
Other names: Jason E Stepanik|Jason Stepanik
IAPD individual key: 2899964

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SF PLANNING GROUP LLC	State registered	Jun 3, 2024	n/a	yes	THE WOODLANDS, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Sep 3, 2020	Mar 6, 2024	no	THE WOODLANDS, TX	Previous registration
HFG WEALTH MANAGEMENT, LLC	Independent wealth	Oct 29, 2019	Sep 18, 2020	no	THE WOODLANDS, TX	Previous registration
SWBC INVESTMENT COMPANY	Independent wealth	Jul 13, 2017	Sep 28, 2018	no	HUMBLE, TX\|SAN ANTONIO, TX	Previous registration
CLEARBRIDGE INVESTMENTS, LLC	Mixed wealth	Mar 22, 2016	Apr 4, 2017	no	NEW YORK, NY	Previous registration
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC	Former SEC adviser	Oct 3, 2013	Apr 1, 2016	no	PHILADELPHIA, PA	Previous registration
INVESCO ADVISERS, INC.	Asset manager	Jan 1, 2010	Sep 5, 2013	no	ATLANTA, GA	Previous registration
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	n/a	Jul 30, 2002	Jan 1, 2010	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	SF PLANNING GROUP LLC	Mar 6, 2024	Jun 3, 2024	89	Firm change	Ibd to state RIA
HFG WEALTH MANAGEMENT, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Sep 18, 2020	Sep 3, 2020	-15	Firm change	RIA to ibd
SWBC INVESTMENT COMPANY	HFG WEALTH MANAGEMENT, LLC	Sep 28, 2018	Oct 29, 2019	396	Firm change	RIA to RIA
CLEARBRIDGE INVESTMENTS, LLC	SWBC INVESTMENT COMPANY	Apr 4, 2017	Jul 13, 2017	100	Firm change	Other
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC	CLEARBRIDGE INVESTMENTS, LLC	Apr 1, 2016	Mar 22, 2016	-10	Firm change	Other
INVESCO ADVISERS, INC.	DELAWARE CAPITAL MANAGEMENT ADVISERS, INC	Sep 5, 2013	Oct 3, 2013	28	Firm change	Other
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	INVESCO ADVISERS, INC.	Jan 1, 2010	Jan 1, 2010	0	Bulk transfer	Other

Relationships

Registered with (8)

→ SF PLANNING GROUP LLCRegistered adviserregistration: current employment
Jun 3, 2024 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Sep 3, 2020 to Mar 6, 2024factForm ADV
→ HFG WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 29, 2019 to Sep 18, 2020factForm ADV
→ SWBC INVESTMENT COMPANYRegistered adviserregistration: previous registration
Jul 13, 2017 to Sep 28, 2018factForm ADV
→ CLEARBRIDGE INVESTMENTS, LLCRegistered adviserregistration: previous registration
Mar 22, 2016 to Apr 4, 2017factForm ADV
→ DELAWARE CAPITAL MANAGEMENT ADVISERS, INCRegistered adviserregistration: previous registration
Oct 3, 2013 to Apr 1, 2016factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Jan 1, 2010 to Sep 5, 2013factForm ADV
→ INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 30, 2002 to Jan 1, 2010factForm ADV

Dated events

Occurred
Mar 6, 2024
Advisor changed firm
Jason Eric Stepanik left Fidelity Personal And Workplace Advisors for Sf Planning Group Llc (registered 2024-06-03)
Form ADVobserved 6 days ago