DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• E••• S•••••••

S• P••••••• G•••• L••state registeredThe Woodlands, TxIA-onlyIAPD 2899964

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jason E Stepanik

At current firm

2 y

since Jun 3, 2024

In the industry

29 y

since Jul 14, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S• P••••••• G•••• L•• state registered current
since Jun 3, 2024 · The Woodlands, Tx
F••••••• P••••••• A•• W•••••••• A••••••• former
Sep 3, 2020 to Mar 6, 2024 · The Woodlands, Tx
H•• W••••• M••••••••• L•• independent RIA
Oct 29, 2019 to Sep 18, 2020 · The Woodlands, Tx
S••• I••••••••• C•••••• independent RIA
Jul 13, 2017 to Sep 28, 2018 · Humble, Tx
C••••••••• I••••••••• L•• mixed wealth
Mar 22, 2016 to Apr 4, 2017 · New York, Ny
D••••••• C•••••• M••••••••• A•••••••• I•• former
Oct 3, 2013 to Apr 1, 2016 · Philadelphia, Pa
I•••••• A•••••••• I••• asset manager
Jan 1, 2010 to Sep 5, 2013 · Atlanta, Ga
I•••••• A•• P•••••• A•••• M••••••••• I••• unclassified
Jul 30, 2002 to Jan 1, 2010 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S• P••••••• G•••• L••
left Mar 6, 2024, registered Jun 3, 2024 (89 days) · Affiliated broker-dealer or bank to a state-registered adviser
H•• W••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Sep 18, 2020, registered Sep 3, 2020 (-15 days) · RIA to affiliated broker-dealer or bank
S••• I••••••••• C•••••• to H•• W••••• M••••••••• L••
left Sep 28, 2018, registered Oct 29, 2019 (396 days) · RIA to RIA
C••••••••• I••••••••• L•• to S••• I••••••••• C••••••
left Apr 4, 2017, registered Jul 13, 2017 (100 days) · Other
D••••••• C•••••• M••••••••• A•••••••• I•• to C••••••••• I••••••••• L••
left Apr 1, 2016, registered Mar 22, 2016 (-10 days) · Other
I•••••• A•••••••• I••• to D••••••• C•••••• M••••••••• A•••••••• I••
left Sep 5, 2013, registered Oct 3, 2013 (28 days) · Other
I•••••• A•• P•••••• A•••• M••••••••• I••• to I•••••• A•••••••• I•••
left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move

Signals

J•••• E••• S••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for S• P••••••• G•••• L•• (registered 2024-06-03)
Mar 6, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address