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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

MAYO M WOODWARD

Advisor at TRUST ADVISORY GROUP LTD

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:7d79da95-4f79-bfc0-bcab-d636d66d025d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 17, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUST ADVISORY GROUP LTD
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 15, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 1
Exams: S63|S65
First exam: Jul 15, 1996
First registration: Jul 17, 1996
Dual registered: yes, broker-dealer
Other names: MAYO MALONE WOODWARD|MAYO M WOODWARD
IAPD individual key: 2760970

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUST ADVISORY GROUP LTD	Independent wealth	Jan 16, 2025	n/a	yes	BIRMINGHAM, AL	Current employment
STONEX ADVISORS INC.	Bd affiliated wealth	May 28, 2019	n/a	yes	BIRMINGHAM, AL	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Oct 31, 2017	May 2, 2019	no	BIRMINGHAM, AL\|Ridgeland, MS	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Mar 1, 2017	Oct 10, 2017	no	BIRMINGHAM, AL	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Jan 28, 2015	Sep 16, 2016	no	BIRMINGHAM, AL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 24, 2008	Feb 9, 2015	no	BIRMINGHAM, AL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 23, 2006	Nov 19, 2008	no	TUSCALOOSA, AL\|BIRMINGHAM, AL	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 17, 1996	Jun 5, 2006	no	BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	STONEX ADVISORS INC.	May 2, 2019	May 28, 2019	26	Firm change	Ibd to ibd
PARK AVENUE SECURITIES LLC	PRUCO SECURITIES, LLC	Oct 10, 2017	Oct 31, 2017	21	Firm change	Other
BB&T SECURITIES, LLC	PARK AVENUE SECURITIES LLC	Sep 16, 2016	Mar 1, 2017	166	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	BB&T SECURITIES, LLC	Feb 9, 2015	Jan 28, 2015	-12	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 19, 2008	Nov 24, 2008	5	Firm change	Wirehouse to ibd
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 5, 2006	Jun 23, 2006	18	Firm change	Other

Relationships

Registered with (8)

→ TRUST ADVISORY GROUP LTDRegistered adviserregistration: current employment
Jan 16, 2025 to presentfactForm ADV
→ STONEX ADVISORS INC.Registered adviserregistration: current employment
May 28, 2019 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 31, 2017 to May 2, 2019factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Mar 1, 2017 to Oct 10, 2017factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 28, 2015 to Sep 16, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 24, 2008 to Feb 9, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 23, 2006 to Nov 19, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 17, 1996 to Jun 5, 2006factForm ADV

Dated events

No dated event names this entity yet.