DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••• F•••• A•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Feb 11, 2021 | n/a | yes | TROY, OH|BELLEFONTAINE, OH|DUBLIN, OH | Current employment |
| N••••••••• I••••••••• A•••••••• L•• | Bd affiliated wealth | Mar 21, 2019 | Mar 10, 2020 | no | COLUMBUS, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••••••••• I••••••••• A•••••••• L•• | W•••• F•••• A••••••• | Mar 10, 2020 | Feb 11, 2021 | 338 | Firm change | Ibd to wirehouse |
| M••••• P••••• F••••• I••• | N••••••••• I••••••••• A•••••••• L•• | May 20, 2019 | Mar 21, 2019 |
| M••••• P••••• F••••• I••• | Institutional manager | Jan 5, 2018 | May 20, 2019 | no | DUBLIN, OH | Previous registration |
| M••••• A•••• M••••••••• I••• | Asset manager | Jan 5, 2018 | May 20, 2019 | no | DUBLIN, OH | Previous registration |
| M•••••• I••••••••• L•• | Former SEC adviser | Apr 15, 2015 | May 10, 2016 | no | COLUMBUS, OH|LEAWOOD, KS | Previous registration |
| H••••••••• F•••••••• A••••••• | Bd affiliated wealth | Apr 27, 2011 | Jul 12, 2013 | no | COLUMBUS, OH | Previous registration |
| J••• M••••• I••••••••• M••••••••• I••• | Asset manager | May 5, 2006 | Nov 10, 2009 | no | NEW YORK, NY | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Jul 20, 2004 | Oct 3, 2005 | no | COLUMBUS, OH | Previous registration |
| -60 |
| Firm change after gap |
| Other |
| M••••• A•••• M••••••••• I••• | M••••• P••••• F••••• I••• | May 20, 2019 | Jan 5, 2018 | -500 | Channel change | Other |
| M•••••• I••••••••• L•• | M••••• A•••• M••••••••• I••• | May 10, 2016 | Jan 5, 2018 | 605 | Firm change after gap | Other |
| H••••••••• F•••••••• A••••••• | M•••••• I••••••••• L•• | Jul 12, 2013 | Apr 15, 2015 | 642 | Firm change after gap | Other |
| J••• M••••• I••••••••• M••••••••• I••• | H••••••••• F•••••••• A••••••• | Nov 10, 2009 | Apr 27, 2011 | 533 | Firm change after gap | Other |
| A• G• E•••••• • S•••• I••• | J••• M••••• I••••••••• M••••••••• I••• | Oct 3, 2005 | May 5, 2006 | 214 | Firm change | Other |