DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at L•• F•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 16, 2025 | n/a | yes | Aventura, FL|SAN DIEGO, CA|AVENTURA, FL | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Mar 1, 2019 | May 8, 2025 | no | BAY HARBOR ISLANDS, FL|Aventura, FL|Bay Harbor Islands, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | L•• F•••••••• L•• | May 8, 2025 | May 16, 2025 | 8 | Firm change | Ibd to ibd |
| M••••• S•••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Feb 25, 2019 | Mar 1, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:6413:FL:2025-05-08 | May 8, 2025 | May 16, 2025 | BAY HARBOR ISLANDS, FL | Firm change |
| Previous registration |
| M••••• S•••••• | Wirehouse | Apr 11, 2017 | Feb 25, 2019 | no | FT. LAUDERDALE, FL | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | May 12, 2011 | Apr 17, 2017 | no | NORTH MIAMI BEACH, FL|MIAMI, FL|NORTH MIAMI, FL|NORTH MIAMI BEACH, FL|SUNNY ISLES BEACH, FL|FORT LAUDERDALE, FL|AVENTURA, FL | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Jan 12, 2009 | May 9, 2011 | no | BOCA RATON, FL | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Dec 17, 2008 | May 9, 2011 | no | Boca Raton, FL | Previous registration |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Feb 6, 2008 | Dec 31, 2008 | no | SANTA MONICA, CA | Previous registration |
| H••••••••• F•••••••• A••••••• | Bd affiliated wealth | Dec 11, 2007 | Jan 16, 2008 | no | COLUMBUS, OH | Previous registration |
| E•••••• A•••••••• L••• | Independent wealth | Sep 15, 2006 | Dec 10, 2007 | no | WEST LAKE HILLS, TX | Previous registration |
| B••• C•••••• I••••••••• S••••••••• I•• | n/a | Jan 9, 2006 | Aug 7, 2006 | no | RICHARDSON, TX|DALLAS, TX | Previous registration |
| C••••••• S••••••••• | Former SEC adviser | Aug 26, 2005 | Jan 17, 2006 | no | PLANO, TX|PLANO, TX | Previous registration |
| B••• O•• S••••••••• C••••••••• | n/a | Sep 19, 2002 | Aug 3, 2004 | no | DALLAS, TX | Previous registration |
| 4 |
| Firm change |
| Wirehouse to ibd |
| W•••• F•••• A••••••• | M••••• S•••••• | Apr 17, 2017 | Apr 11, 2017 | -6 | Firm change | Wirehouse to wirehouse |
| T• A••••••••• I••••••••• M••••••••• L•• | W•••• F•••• A••••••• | May 9, 2011 | May 12, 2011 | 3 | Firm change | Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | May 9, 2011 | Jan 12, 2009 | -847 | Channel change | Other |
| 1•• G••••• A••••••• I•• | T• A••••••••• I••• | Dec 31, 2008 | Dec 17, 2008 | -14 | Firm change | Other |
| H••••••••• F•••••••• A••••••• | 1•• G••••• A••••••• I•• | Jan 16, 2008 | Feb 6, 2008 | 21 | Firm change | Other |
| E•••••• A•••••••• L••• | H••••••••• F•••••••• A••••••• | Dec 10, 2007 | Dec 11, 2007 | 1 | Firm change | Other |
| B••• C•••••• I••••••••• S••••••••• I•• | E•••••• A•••••••• L••• | Aug 7, 2006 | Sep 15, 2006 | 39 | Firm change | Other |
| C••••••• S••••••••• | B••• C•••••• I••••••••• S••••••••• I•• | Jan 17, 2006 | Jan 9, 2006 | -8 | Firm change | Other |
| B••• O•• S••••••••• C••••••••• | C••••••• S••••••••• | Aug 3, 2004 | Aug 26, 2005 | 388 | Firm change | Other |