DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••• A•••••••• L•••
Latest filing Aug 25, 2026
First filing on the tape Feb 8, 2022 · 16 filings
SEC status approved since Mar 11, 2022
RAUM
$340M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
93%
$315M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$42.5M
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$340M as of Aug 25, 2026
Feb 21, 2023$144M then
HNW client RAUM$180M as of Aug 25, 2026
Feb 21, 2023$53.3M then
State-registered IARs (5.B.3)8 as of Aug 25, 2026
Feb 21, 20234 then
Employees (5.A)8 as of Aug 25, 2026
Feb 21, 20235 then
Private funds: no history
RAUM +13% over the last fiscal year+33% a year over threeIARs 7 to 8
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $42.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $377,778derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +40%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$180M53%
- Individuals$135M40%
- Corporations and businesses$20.0M5.9%
- Insurance companies$4.8M1.4%
- Individual clients
- 419reported
- HNW clients
- 60reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 900reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• T••••• M••••• | West Lake Hills, Tx | Jan 9, 2006 | 34 y | 0 |
| B•••• T•••• B•••••• | West Lake Hills, Tx | Jan 9, 2006 | 32 y | 1 |
| L•••• G••••••• | West Lake Hills, Tx | Jul 28, 2017 | 19 y | 0 |
| M•• T••••• M••••• | West Lake Hills, Tx | Dec 18, 2020 | 23 y | 0 |
| T••••• M•••••• S•••••• | West Lake Hills, Tx | Jul 3, 2023 | 18 y | 0 |
| C•••••• B••••••• N••• | West Lake Hills, Tx | Aug 29, 2024 | 12 y | 0 |
| G•••• D•••• | West Lake Hills, Tx | Sep 30, 2024 | 12 y | 0 |
| C••••• D•••• B••••• | West Lake Hills, Tx | Aug 17, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- N••••••• A•••••• G•••••• to H••••••••• F•••••••• A•••••••Dec 10, 2007 · Other
- L•••• T••••••••• to I• A••••••• S•••••••• I•••Jul 5, 2007 · Other
- K•••• D•••••• M•••••• to E••••• J••••Jan 26, 2004 · RIA to affiliated broker-dealer or bank
- M•••••• L• C••••• to C••••••• A•••••••• L•••Aug 20, 2002 · Other
Joined, latest
- N••••••• A•••••• G•••••• from B••• C•••••• I••••••••• S••••••••• I••Sep 15, 2006 · Other
- L•••• T••••••••• from 1••• C•••••• M••••••••• C••••••Nov 8, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• B••••• T•••• · Registered Principalcontrolsince 02/2004 · owns less than 5%
- M•••••• M•••• T••••• · Designated/Managing Principalcontrolsince 01/2001 · owns less than 5%
- M•••••• M•••• T••••• · Membercontrolsince 01/2001 · owns 25% to 50% of E•••••• H•••••••• L••
Entity owners
- E•••••• F••••••••• L•• · Sole Member/Shareholderdirect · owns 75% or more
- E•••••• H•••••••• L•• · Sole Memberindirect · owns 75% or more of E•••••• F••••••••• L••
Related persons
Schedule D 7.A
- E•••••• I•••••••• A•••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Lake Hills, Tx · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 7 to 8Feb 18, 2026 to Aug 25, 2026
- Employees · 7 to 8Feb 18, 2026 to Aug 25, 2026
- State-registered IARs · 7 to 8Feb 18, 2026 to Aug 25, 2026
- Accounts · 715 to 900Apr 24, 2025 to Feb 18, 2026
- Corporate clients · 17 to 20Apr 24, 2025 to Feb 18, 2026
- HNW clients · 50 to 60Apr 24, 2025 to Feb 18, 2026
- Individual clients · 292 to 419Apr 24, 2025 to Feb 18, 2026
- Employees · 8 to 7Apr 24, 2025 to Feb 18, 2026
- Financial planning clients · 1-10 to 11-25Apr 24, 2025 to Feb 18, 2026
- Discretionary RAUM · $293M to $335MApr 24, 2025 to Feb 18, 2026
- HNW RAUM · $125M to $180MApr 24, 2025 to Feb 18, 2026
- Individual RAUM · $161M to $135MApr 24, 2025 to Feb 18, 2026
- Non-discretionary RAUM · $7.0M to $5.0MApr 24, 2025 to Feb 18, 2026
- RAUM · $300M to $340MApr 24, 2025 to Feb 18, 2026
- Financial planning clients · 1-10 to 1-10Feb 13, 2025 to Apr 24, 2025
- Accounts · 600 to 715Jan 18, 2025 to Feb 13, 2025
- Corporate clients · 5 to 17Jan 18, 2025 to Feb 13, 2025
- HNW clients · 34 to 50Jan 18, 2025 to Feb 13, 2025
- Individual clients · 280 to 292Jan 18, 2025 to Feb 13, 2025
- Discretionary RAUM · $135M to $293MJan 18, 2025 to Feb 13, 2025
- HNW RAUM · $76.0M to $125MJan 18, 2025 to Feb 13, 2025
- Individual RAUM · $117M to $161MJan 18, 2025 to Feb 13, 2025
- Non-discretionary RAUM · $65.0M to $7.0MJan 18, 2025 to Feb 13, 2025
- RAUM · $200M to $300MJan 18, 2025 to Feb 13, 2025
- Advisory employees · 6 to 7Sep 30, 2024 to Oct 10, 2024
- Employees · 7 to 8Sep 30, 2024 to Oct 10, 2024
- State-registered IARs · 6 to 7Sep 30, 2024 to Oct 10, 2024
- Advisory employees · 5 to 6Apr 19, 2024 to Sep 30, 2024
- Employees · 6 to 7Apr 19, 2024 to Sep 30, 2024
- State-registered IARs · 5 to 6Apr 19, 2024 to Sep 30, 2024
- Wrap assets (manager) · 25000000.0 to unsetFeb 5, 2024 to Apr 19, 2024
- Wrap assets (sponsor) · 0.0 to unsetFeb 5, 2024 to Apr 19, 2024
- Accounts · 400 to 600Jul 26, 2023 to Feb 5, 2024
- HNW clients · 30 to 34Jul 26, 2023 to Feb 5, 2024
- Discretionary RAUM · $144M to $135MJul 26, 2023 to Feb 5, 2024
- HNW RAUM · $53.3M to $76.0MJul 26, 2023 to Feb 5, 2024
- Individual RAUM · $82.0M to $117MJul 26, 2023 to Feb 5, 2024
- Non-discretionary RAUM · $0 to $65.0MJul 26, 2023 to Feb 5, 2024
- RAUM · $144M to $200MJul 26, 2023 to Feb 5, 2024
- Wrap assets (manager) · $36.0M to $25.0MJul 26, 2023 to Feb 5, 2024
Signals
2 dated events
- E•••••• A•••••••• L••• reported RAUM $300.0M, up 50% from $200.0M (2025-01-18 to 2025-02-13)Feb 13, 2025 · RAUM change · derived
- E•••••• A•••••••• L••• filed its initial SEC registration (Form ADV)Feb 8, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E•••••• A•••••••• L••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- s••••••@e••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 512-477-3200reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 512-477-3201reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- E••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 512-477-3200reportedpublic record, Form ADV, Aug 25, 2026
- Team page
- e••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026