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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

KATHLEEN M WHITE

Advisor at ST. BERNARD FINANCIAL SERVICES, INC.

Pea Ridge, AR | RUSSELLVILLE, AR

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 11, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ST. BERNARD FINANCIAL SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 27, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: May 27, 1993
First registration: Apr 11, 2005
Dual registered: yes, broker-dealer
Other names: KATHLEEN MARIE SOURIS|KATHLEEN MARIE PATTERSON|KATHLEEN MARIE WICKLINE|KATHLEEN MARIE SMITH|KATHI WHITE|KATHLEEN M WHITE|KATHLEEN MARIE WHITE
IAPD individual key: 2337893

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ST. BERNARD FINANCIAL SERVICES, INC.	Bd affiliated wealth	Jan 1, 2025	n/a	yes	RUSSELLVILLE, AR\|Pea Ridge, AR	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jun 30, 2016	Dec 31, 2022	no	CAMARILLO, CA	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Apr 2, 2013	Jul 26, 2016	no	Ventura, CA\|LINCOLN, NE	Previous registration
CROWELL, WEEDON & CO.	Former SEC adviser	Feb 17, 2011	Jun 18, 2012	no	VENTURA, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Sep 10, 2009	Jun 7, 2010	no	SANTA PAULA, CA\|MOORPARK, CA\|Chatsworth, CA\|SIMI VALLEY, CA\|SIMI VALLEY, CA\|SIMI VALLEY, CA\|Thousand Oaks, CA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	May 15, 2009	Jun 5, 2009	no	VENTURA, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 11, 2005	Sep 8, 2008	no	OXNARD, CA\|OXNARD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	ST. BERNARD FINANCIAL SERVICES, INC.	Dec 31, 2022	Jan 1, 2025	732	Firm change after gap	Ibd to ibd
AMERITAS ADVISORY SERVICES	SAGEPOINT FINANCIAL, INC.	Jul 26, 2016	Jun 30, 2016	-26	Firm change	Other
CROWELL, WEEDON & CO.	AMERITAS ADVISORY SERVICES	Jun 18, 2012	Apr 2, 2013	288	Firm change	Other
U.S. BANCORP ADVISORS, LLC	CROWELL, WEEDON & CO.	Jun 7, 2010	Feb 17, 2011	255	Firm change	Other
CETERA INVESTMENT SERVICES LLC	U.S. BANCORP ADVISORS, LLC	Jun 5, 2009	Sep 10, 2009	97	Firm change	Other
UBS FINANCIAL SERVICES INC.	CETERA INVESTMENT SERVICES LLC	Sep 8, 2008	May 15, 2009	249	Firm change	Other

Relationships

Registered with (7)

→ ST. BERNARD FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jun 30, 2016 to Dec 31, 2022factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Apr 2, 2013 to Jul 26, 2016factForm ADV
→ CROWELL, WEEDON & CO.Registered adviserregistration: previous registration
Feb 17, 2011 to Jun 18, 2012factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 10, 2009 to Jun 7, 2010factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
May 15, 2009 to Jun 5, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 11, 2005 to Sep 8, 2008factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
Kathleen M White left Sagepoint Financial, Inc. for St. Bernard Financial Services, Inc. (registered 2025-01-01)
Form ADVobserved 6 days ago