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RIA / WealthAdvisor28 years in industry

WALTER C RICHARDSON

Advisor at BROOKSTONE WEALTH ADVISORS, LLC

WHEATON, IL | Egg Harbor township, NJ

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Search this name across graphsid dfx:ria:801b7577-dbf4-e07a-b2d6-5c818848357c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Oct 18, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE WEALTH ADVISORS, LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 24, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66|S63|S65
First exam: Jan 24, 1998
First registration: Oct 18, 2012
Dual registered: no
Other names: RICKEY RICHARDSON|WALTER CLEMENT RICHARDSON|Walter Richardson
IAPD individual key: 2989191

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	May 4, 2026	n/a	yes	WHEATON, IL\|Egg Harbor township, NJ	Current employment
CS PLANNING CORP	Independent wealth	Aug 15, 2023	May 11, 2026	no	Woodland Hills, CA\|PORTLAND, OR\|Santa Monica, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jul 30, 2019	Sep 11, 2023	no	TOMS RIVER, NJ\|Northfield, NJ	Previous registration
VANDERBILT ADVISORY SERVICES	Bd affiliated wealth	Nov 15, 2017	Jul 30, 2019	no	WOODLAND HILLS, CA\|WOODBURY, NY	Previous registration
CAPITAL MARKETS IQ, LLC	Independent wealth	Aug 18, 2016	Nov 16, 2017	no	Los Angeles, CA\|ARLINGTON, TX	Previous registration
CONCERT WEALTH MANAGEMENT	Former SEC adviser	Jul 28, 2016	Sep 7, 2016	no	Woodland Hills, CA\|SAN JOSE, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 18, 2012	Jul 6, 2016	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CS PLANNING CORP	BROOKSTONE WEALTH ADVISORS, LLC	May 11, 2026	May 4, 2026	-7	Firm change	Other
MORGAN STANLEY	CS PLANNING CORP	Sep 11, 2023	Aug 15, 2023	-27	Firm change	Wirehouse to RIA
VANDERBILT ADVISORY SERVICES	MORGAN STANLEY	Jul 30, 2019	Jul 30, 2019	0	Firm change	Ibd to wirehouse
CAPITAL MARKETS IQ, LLC	VANDERBILT ADVISORY SERVICES	Nov 16, 2017	Nov 15, 2017	-1	Firm change	Other
CONCERT WEALTH MANAGEMENT	CAPITAL MARKETS IQ, LLC	Sep 7, 2016	Aug 18, 2016	-20	Firm change	Other
WELLS FARGO ADVISORS	CONCERT WEALTH MANAGEMENT	Jul 6, 2016	Jul 28, 2016	22	Firm change	Other

Relationships

Registered with (7)

→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
May 4, 2026 to presentfactForm ADV
→ CS PLANNING CORPRegistered adviserregistration: previous registration
Aug 15, 2023 to May 11, 2026factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 30, 2019 to Sep 11, 2023factForm ADV
→ VANDERBILT ADVISORY SERVICESRegistered adviserregistration: previous registration
Nov 15, 2017 to Jul 30, 2019factForm ADV
→ CAPITAL MARKETS IQ, LLCRegistered adviserregistration: previous registration
Aug 18, 2016 to Nov 16, 2017factForm ADV
→ CONCERT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 28, 2016 to Sep 7, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 18, 2012 to Jul 6, 2016factForm ADV

Dated events

Occurred
May 11, 2026
Advisor changed firm
Walter C Richardson left Cs Planning Corp for Brookstone Wealth Advisors, Llc (registered 2026-05-04)
Form ADVobserved 5 days ago
Occurred
Sep 11, 2023
Advisor changed firm
Walter C Richardson left Morgan Stanley for Cs Planning Corp (registered 2023-08-15)
Form ADVobserved 5 days ago