DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Walter C Richardson
Feed of 09/15/2026
Also filed as Rickey Richardson
At current firm
0 y
since May 4, 2026
In the industry
28 y
since Jan 24, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Brookstone Wealth Advisors, LLC no RAUM currentsince May 4, 2026 · Wheaton, Il
- Cs Planning Corp independent RIAAug 15, 2023 to May 11, 2026 · Woodland Hills, Ca
- Morgan Stanley wirehouseJul 30, 2019 to Sep 11, 2023 · Toms River, Nj
- Vanderbilt Advisory Services BD affiliatedNov 15, 2017 to Jul 30, 2019 · Woodland Hills, Ca
- Capital Markets Iq, LLC independent RIAAug 18, 2016 to Nov 16, 2017 · Los Angeles, Ca
- Concert Wealth Management formerJul 28, 2016 to Sep 7, 2016 · Woodland Hills, Ca
- Wells Fargo Advisors wirehouseOct 18, 2012 to Jul 6, 2016 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cs Planning Corp to Brookstone Wealth Advisors, LLCleft May 11, 2026, registered May 4, 2026 (-7 days) · Other
- Morgan Stanley to Cs Planning Corpleft Sep 11, 2023, registered Aug 15, 2023 (-27 days) · Wirehouse to independent RIA
- Vanderbilt Advisory Services to Morgan Stanleyleft Jul 30, 2019, registered Jul 30, 2019 (0 days) · Affiliated broker-dealer or bank to wirehouse
- Capital Markets Iq, LLC to Vanderbilt Advisory Servicesleft Nov 16, 2017, registered Nov 15, 2017 (-1 days) · Other
- Concert Wealth Management to Capital Markets Iq, LLCleft Sep 7, 2016, registered Aug 18, 2016 (-20 days) · Other
- Wells Fargo Advisors to Concert Wealth Managementleft Jul 6, 2016, registered Jul 28, 2016 (22 days) · Other
Signals
- Walter C Richardson left Cs Planning Corp for Brookstone Wealth Advisors, Llc (registered 2026-05-04)May 11, 2026 · Advisor changed firm · fact
- Walter C Richardson left Morgan Stanley for Cs Planning Corp (registered 2023-08-15)Sep 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address