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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Nicholas James Coccio

Advisor at VIRTUS INVESTMENT ADVISERS, LLC

WARWICK, RI | HARTFORD, CT

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Search this name across graphsid dfx:ria:80cbfef0-e314-ac07-ee8e-3235c676e730

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Apr 14, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VIRTUS INVESTMENT ADVISERS, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 10, 2014
First registration: Apr 14, 2016
Dual registered: yes, broker-dealer
Other names: NICK COCCIO
IAPD individual key: 6124720

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VIRTUS INVESTMENT ADVISERS, LLC	Asset manager	Jan 20, 2026	n/a	yes	HARTFORD, CT\|WARWICK, RI	Current employment
ZACKS INVESTMENT MANAGEMENT, INC.	Mixed wealth	Dec 4, 2025	Jan 15, 2026	no	Warwick, RI\|CHICAGO, IL	Previous registration
AC WEALTH PARTNERS	Mixed wealth	Mar 25, 2024	Dec 1, 2025	no	BERWYN, PA\|Warwick, RI	Previous registration
RUSSELL INVESTMENTS	Asset manager	Nov 8, 2018	Feb 13, 2024	no	SEATTLE, WA	Previous registration
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Former SEC adviser	Apr 14, 2016	Mar 12, 2018	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ZACKS INVESTMENT MANAGEMENT, INC.	VIRTUS INVESTMENT ADVISERS, LLC	Jan 15, 2026	Jan 20, 2026	5	Firm change	Other
AC WEALTH PARTNERS	ZACKS INVESTMENT MANAGEMENT, INC.	Dec 1, 2025	Dec 4, 2025	3	Firm change	RIA to RIA
RUSSELL INVESTMENTS	AC WEALTH PARTNERS	Feb 13, 2024	Mar 25, 2024	41	Firm change	Other
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	RUSSELL INVESTMENTS	Mar 12, 2018	Nov 8, 2018	241	Firm change	Other

Relationships

Registered with (5)

→ VIRTUS INVESTMENT ADVISERS, LLCRegistered adviserregistration: current employment
Jan 20, 2026 to presentfactForm ADV
→ ZACKS INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 4, 2025 to Jan 15, 2026factForm ADV
→ AC WEALTH PARTNERSRegistered adviserregistration: previous registration
Mar 25, 2024 to Dec 1, 2025factForm ADV
→ RUSSELL INVESTMENTSRegistered adviserregistration: previous registration
Nov 8, 2018 to Feb 13, 2024factForm ADV
→ AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 14, 2016 to Mar 12, 2018factForm ADV

Dated events

Occurred
Jan 15, 2026
Advisor changed firm
Nicholas James Coccio left Zacks Investment Management, Inc. for Virtus Investment Advisers, Llc (registered 2026-01-20)
Form ADVobserved 4 days ago
Occurred
Dec 1, 2025
Advisor changed firm
Nicholas James Coccio left Ac Wealth Partners for Zacks Investment Management, Inc. (registered 2025-12-04)
Form ADVobserved 4 days ago
Occurred
Feb 13, 2024
Advisor changed firm
Nicholas James Coccio left Russell Investments for Ac Wealth Partners (registered 2024-03-25)
Form ADVobserved 4 days ago