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D•••••• C••••••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

D•••••• C••••••••• B••••

Advisor at K•••••• F•••••••• G••••• L••

Scottdale, AZ | SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:81d53e72-4243-8677-69b4-69d58163e571

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Sep 15, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 13, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••• F•••••••• G••••• L••	Independent wealth	Aug 18, 2026	n/a	yes	Scottdale, AZ	Current employment
W•••••• A•••••••	State registered	Aug 11, 2025	n/a	yes	SCOTTSDALE, AZ

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W• W••••• M••••••••• L••	W•••••• A•••••••	Sep 2, 2025	Aug 11, 2025	-22	Firm change	RIA to state RIA
M•••• C••••••• A••••••• S••••••	W• W••••• M••••••••• L••	Jun 28, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
169566:337472:AZ:2025-09-02	Sep 2, 2025	Aug 11, 2025	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (9)

→ K•••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Aug 18, 2026 to presentfactForm ADV
→ W•••••• A•••••••Registered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ W• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 15, 2023 to Sep 2, 2025factForm ADV
→ M•••• C••••••• A••••••• S••••••

Dated events

Occurred
Sep 2, 2025
Advisor changed firm
D•••••• C••••••••• B•••• left W• W••••• M••••••••• L•• for W•••••• A••••••• (registered 2025-08-11)
Form ADVobserved 7 days ago
Occurred
Jun 28, 2023
Advisor changed firm
D•••••• C••••••••• B•••• left M•••• C••••••• A••••••• S•••••• for W• W••••• M••••••••• L•• (registered 2023-09-15)
Form ADVobserved 7 days ago
Occurred
Jul 21, 2022
Advisor changed firm
D•••••• C••••••••• B•••• left N••••••• T•••• I••••••••• I••••••••• for M•••• C••••••• A••••••• S•••••• (registered 2022-07-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81d53e72-4243-8677-69b4-69d58163e571
First observed: Sep 15, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.