R•••• L•••

Advisor at A••••••• F•••••••• A•••••••• L••

Porterville, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Sep 26, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 20, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jul 19, 2024	n/a	yes	Porterville, CA	Current employment
S••••• I••••••••• M••••••••• L••	Independent wealth	Nov 1, 2022	Aug 2, 2023	no	TUCSON, AZ\|BAKERSFIELD, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• I••••••••• M••••••••• L••	A••••••• F•••••••• A•••••••• L••	Aug 2, 2023	Jul 19, 2024	352	Firm change	RIA to ibd
B••••••••• C•••••• M••••••••• L••	S••••• I••••••••• M••••••••• L••	Aug 30, 2022	Nov 1, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
299308:141413:TX:2019-10-12	Oct 18, 2019	Nov 5, 2019	DALLAS, TX	Firm change
141195:299308:AZ:2019-04-01	Apr 1, 2019	Apr 2, 2019	TUCSON, AZ	Firm change

Relationships

Registered with (9)

→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 19, 2024 to presentfactForm ADV
→ S••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 1, 2022 to Aug 2, 2023factForm ADV
→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 5, 2019 to Aug 30, 2022factForm ADV
→ S••••••••• A•••••••

Dated events

Order

Occurred
2 Aug 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
30 Aug 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 26, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.