DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Charles Bennett Sachs

Mariner Independentindependent RIACoral Gables, FlIA-onlyIAPD 5129833

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Nov 13, 2024

In the industry

20 y

since Jun 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mariner Independent independent RIA current
since Nov 13, 2024 · Coral Gables, Fl
Kaufman Rossin Wealth, LLC independent RIA
May 23, 2019 to Sep 11, 2024 · Miami, Fl
Creative Planning independent RIA
Jun 24, 2016 to Dec 14, 2016 · Coral Gables, Fl
Gupta Wealth Management, LLC former
Apr 4, 2016 to Jun 6, 2016 · Coral Gables, Fl
Private Wealth Counsel, Inc. unclassified
Mar 8, 2013 to Dec 12, 2016 · Miami, Fl
Evensky & Katz/Foldes Wealth Management independent RIA
Jan 31, 2008 to Dec 8, 2011 · Coral Gables, Fl
Portfolio Matters, Inc. unclassified
Jun 1, 2006 to Dec 12, 2007 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

Kaufman Rossin Wealth, LLC to Mariner Independent
left Sep 11, 2024, registered Nov 13, 2024 (63 days) · RIA to RIA
Creative Planning to Kaufman Rossin Wealth, LLC
left Dec 14, 2016, registered May 23, 2019 (890 days) · Other
Private Wealth Counsel, Inc. to Gupta Wealth Management, LLC
left Dec 12, 2016, registered Apr 4, 2016 (-252 days) · Other
Gupta Wealth Management, LLC to Creative Planning
left Jun 6, 2016, registered Jun 24, 2016 (18 days) · Other
Evensky & Katz/Foldes Wealth Management to Private Wealth Counsel, Inc.
left Dec 8, 2011, registered Mar 8, 2013 (456 days) · Other
Portfolio Matters, Inc. to Evensky & Katz/Foldes Wealth Management
left Dec 12, 2007, registered Jan 31, 2008 (50 days) · Other

Signals

Charles Bennett Sachs left Kaufman Rossin Wealth, Llc for Mariner Independent (registered 2024-11-13)
Sep 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address