DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Elisa Marie Garibay
Feed of 09/14/2026
Also filed as Elisa Marie Garibay
At current firm
2 y
since May 16, 2024
In the industry
19 y
since Oct 2, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cache Advisors LLC asset manager currentsince May 16, 2024 · San Francisco, Ca
- Wealthfront Advisers LLC BD affiliatedJan 12, 2018 to Nov 15, 2023 · Palo Alto, Ca
- Opes Advisors, Inc. formerNov 8, 2013 to Jun 8, 2017 · Cupertino, Ca
- Waddell & Reed formerDec 9, 2009 to Aug 2, 2010 · San Mateo, Ca
- Ameriprise Financial Services, LLC national BDOct 20, 2006 to Feb 20, 2008 · Redwood City, Ca
Moves
a registration end followed by a registration begin elsewhere
- Wealthfront Advisers LLC to Cache Advisors LLCleft Nov 15, 2023, registered May 16, 2024 (183 days) · Other
- Opes Advisors, Inc. to Wealthfront Advisers LLCleft Jun 8, 2017, registered Jan 12, 2018 (218 days) · Other
- Waddell & Reed to Opes Advisors, Inc.left Aug 2, 2010, registered Nov 8, 2013 (1194 days) · Other
- Ameriprise Financial Services, LLC to Waddell & Reedleft Feb 20, 2008, registered Dec 9, 2009 (658 days) · Other
Signals
- Elisa Marie Garibay left Wealthfront Advisers Llc for Cache Advisors Llc (registered 2024-05-16)Nov 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address