DFX Intelligence

D•••••• L••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

D•••••• L••• S•••••••

Advisor at T•• A•••••••• I•••

Lincoln, NE | SUMMIT, NJ

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Search this name across graphsid dfx:ria:8622a454-2248-f8e5-3d9a-7cb4415ead15

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 8, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Sep 18, 2025	n/a	yes	Lincoln, NE\|SUMMIT, NJ	Current employment
F••••••• P••• I••••••••• L••	Mixed wealth	Jun 22, 2021	May 3, 2024	no	BLOOMFIELD HILLS, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••• I••••••••• L••	T•• A•••••••• I•••	May 3, 2024	Sep 18, 2025	503	Firm change after gap	RIA to ibd
A••••••• A••••••• S•••••••	F••••••• P••• I••••••••• L••	Feb 16, 2021	Jun 22, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
107975:125446:NE:2018-12-31	Dec 31, 2018	Jan 15, 2019	HOLMESVILLE, NE	Firm change

Relationships

Registered with (6)

→ T•• A•••••••• I•••Registered adviserregistration: current employment
Sep 18, 2025 to presentfactForm ADV
→ F••••••• P••• I••••••••• L••Registered adviserregistration: previous registration
Jun 22, 2021 to May 3, 2024factForm ADV
→ A••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 20, 2020 to Feb 16, 2021factForm ADV
→ S•••••• P•••••••• L••

Dated events

Occurred
May 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8622a454-2248-f8e5-3d9a-7cb4415ead15
First observed: Mar 13, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.