RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• L••• S•••••••
- T•• A•••••••• I••• BD affiliated currentsince Sep 18, 2025 · Lincoln, Ne
- F••••••• P••• I••••••••• L•• mixed wealthJun 22, 2021 to May 3, 2024 · Bloomfield Hills, Mi
- A••••••• A••••••• S••••••• formerOct 20, 2020 to Feb 16, 2021 · Lincoln, Ne
- S•••••• P•••••••• L•• independent RIAFeb 12, 2020 to Oct 19, 2020 · Omaha, Ne
- O•••• P•••••••• S••••••••• L•• formerJan 15, 2019 to Oct 18, 2019 · Holmesville, Ne
- O•••• P•••••••• S••••••••• L•• BD affiliatedMar 13, 2015 to Dec 31, 2018 · Omaha, Ne
- F••••••• P••• I••••••••• L•• to T•• A•••••••• I•••left May 3, 2024, registered Sep 18, 2025 (503 days) · RIA to affiliated broker-dealer or bank
- A••••••• A••••••• S••••••• to F••••••• P••• I••••••••• L••left Feb 16, 2021, registered Jun 22, 2021 (126 days) · RIA to RIA
- S•••••• P•••••••• L•• to A••••••• A••••••• S•••••••left Oct 19, 2020, registered Oct 20, 2020 (1 days) · RIA to RIA
- O•••• P•••••••• S••••••••• L•• to S•••••• P•••••••• L••left Oct 18, 2019, registered Feb 12, 2020 (117 days) · RIA to RIA
- O•••• P•••••••• S••••••••• L•• to O•••• P•••••••• S••••••••• L••left Dec 31, 2018, registered Jan 15, 2019 (15 days) · channel change inside one enterprise, not a move · moved with a team
- D•••••• L••• S••••••• left F••••••• P••• I••••••••• L•• for T•• A•••••••• I••• (registered 2025-09-18)May 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address