DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Cornerstone Capital Advisors

Former SEC-registered adviserUniontown, OhioCRD 107230SEC 801-22384IAPD
Legal name Mbs Financial Planning Services, Inc
Latest filing May 13, 2019
First filing on the tape Feb 21, 2012 · 22 filings
RAUM
$520M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$476M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$520M as of Mar 28, 2019
Feb 21, 2012$364M then
HNW client RAUM$346M as of Mar 28, 2019
Mar 28, 2018$379M then
State-registered IARs (5.B.3)10 as of Mar 28, 2019
Mar 14, 20137 then
Employees (5.A)18 as of Mar 28, 2019
Mar 14, 201312 then
Private funds: no history
RAUM -0.4% over the last fiscal year-0.9% a year over threeIARs 10 to 10
Practice profile
derived from the filing of May 13, 2019; every figure names its basis
RAUM per advisor
$52.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
57derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.4MderivedHNW RAUM over HNW clients
Average account
$292,647derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
8.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
10.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-0.4%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+4.8%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, publications, educational seminars, otherreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client securities (9.A.1.b)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$346M67%
  • Individuals$130M25%
  • Pension and profit-sharing plans$43.9M8.4%
Individual clients
422reported
HNW clients
144reported
Pension plan clients
27reported
Charitable clients
n/areported
Accounts
1,777reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • John Nathan Bopp · Vice Presidentcontrol
      since 12/2018 · owns 5% to 10%
    • William Mark Fearigo · Vice Presidentcontrol
      since 09/1992 · owns 25% to 50%
    • Christopher Mario Giganti · Presidentcontrol
      since 01/2008 · owns 25% to 50%
    • Brenneman Glen Hahlen · Vice Presidentcontrol
      since 12/2018 · owns 5% to 10%
    • L Brenda Winslow · Chief Compliance Officer
      since 03/2015 · owns less than 5%
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Related adviser · false to true
      Mar 28, 2019 to May 13, 2019
    • Related broker-dealer · false to true
      Mar 28, 2019 to May 13, 2019
    • Accounts · 1,761 to 1,777
      Mar 28, 2018 to Mar 28, 2019
    • Advisory employees · 11 to 12
      Mar 28, 2018 to Mar 28, 2019
    • HNW clients · 185 to 144
      Mar 28, 2018 to Mar 28, 2019
    • Individual clients · 355 to 422
      Mar 28, 2018 to Mar 28, 2019
    • Pension plan clients · 32 to 27
      Mar 28, 2018 to Mar 28, 2019
    • Assets in custody · $246M to $437M
      Mar 28, 2018 to Mar 28, 2019
    • Custody of client assets · true to false
      Mar 28, 2018 to Mar 28, 2019
    • Employees · 17 to 18
      Mar 28, 2018 to Mar 28, 2019
    • Financial planning clients · 101-250 to 251-500
      Mar 28, 2018 to Mar 28, 2019
    • Discretionary RAUM · $522M to $520M
      Mar 28, 2018 to Mar 28, 2019
    • HNW RAUM · $379M to $346M
      Mar 28, 2018 to Mar 28, 2019
    • Individual RAUM · $99.6M to $130M
      Mar 28, 2018 to Mar 28, 2019
    • Pension RAUM · $43.9M to $43.9M
      Mar 28, 2018 to Mar 28, 2019
    • RAUM · $522M to $520M
      Mar 28, 2018 to Mar 28, 2019
    • Accounts · 1,690 to 1,761
      Sep 28, 2017 to Mar 28, 2018
    • Advisory employees · 10 to 11
      Sep 28, 2017 to Mar 28, 2018
    • HNW clients · unset to 185.0
      Sep 28, 2017 to Mar 28, 2018
    • Individual clients · unset to 355.0
      Sep 28, 2017 to Mar 28, 2018
    • Pension plan clients · unset to 32.0
      Sep 28, 2017 to Mar 28, 2018
    • Assets in custody · $35.8M to $246M
      Sep 28, 2017 to Mar 28, 2018
    • Custody of client assets · false to true
      Sep 28, 2017 to Mar 28, 2018
    • State-registered IARs · 9 to 10
      Sep 28, 2017 to Mar 28, 2018
    • Other offices · unset to 0.0
      Sep 28, 2017 to Mar 28, 2018
    • Discretionary RAUM · $472M to $522M
      Sep 28, 2017 to Mar 28, 2018
    • HNW RAUM · unset to 378577203.0
      Sep 28, 2017 to Mar 28, 2018
    • Individual RAUM · unset to 99624084.0
      Sep 28, 2017 to Mar 28, 2018
    • Pension RAUM · unset to 43943902.0
      Sep 28, 2017 to Mar 28, 2018
    • RAUM · $472M to $522M
      Sep 28, 2017 to Mar 28, 2018
    • Accounts · 1,611 to 1,690
      Jan 23, 2017 to Mar 30, 2017
    • Advisory employees · 8 to 10
      Jan 23, 2017 to Mar 30, 2017
    • Advisory activities · 3 to 6
      Jan 23, 2017 to Mar 30, 2017
    • Assets in custody · $33.4M to $35.8M
      Jan 23, 2017 to Mar 30, 2017
    • State-registered IARs · 8 to 9
      Jan 23, 2017 to Mar 30, 2017
    • Discretionary RAUM · $414M to $472M
      Jan 23, 2017 to Mar 30, 2017
    • Non-discretionary RAUM · $120M to $0
      Jan 23, 2017 to Mar 30, 2017
    • RAUM · $534M to $472M
      Jan 23, 2017 to Mar 30, 2017
    • Accounts · 1,536 to 1,611
      Jan 28, 2016 to Mar 29, 2016
    • Assets in custody · $32.9M to $33.4M
      Jan 28, 2016 to Mar 29, 2016
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026