DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G•••••••• W••••• P•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••••••• W••••• P••••••• | Bd affiliated wealth | Mar 10, 2025 | n/a | yes | PALM BEACH GARDENS, FL|Blue Bell, PA | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Aug 16, 2022 | Feb 6, 2025 | no | BLUE BELL, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | G•••••••• W••••• P••••••• | Feb 6, 2025 | Mar 10, 2025 | 32 | Firm change | Wirehouse to RIA |
| C••••••• S••••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Aug 10, 2022 | Aug 16, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 39550:7691:PA:2022-08-01 | Aug 10, 2022 | Aug 16, 2022 | GLEN MILLS, PA | Firm change |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Apr 28, 2021 | Aug 10, 2022 | no | WEST CHESTER, PA|KENNETT SQUARE, PA|CONSHOHOCKEN, PA|KENNETT SQUARE, PA|KENNETT SQUARE, PA|WEST GROVE, PA|GLEN MILLS, PA | Previous registration |
| C••• F•••••••• S•••••••• L••• | Former SEC adviser | May 8, 2019 | Apr 23, 2021 | no | Blue Bell, PA|PHILADELPHIA, PA|Phoenixville, PA | Previous registration |
| P•••••• A•••••• G••••• L•• | Bd affiliated wealth | Feb 8, 2016 | May 17, 2019 | no | KING OF PRUSSIA, PA|MORRISTOWN, NJ | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Nov 21, 2013 | Feb 3, 2016 | no | RADNOR, PA|ROCKLEDGE, PA|PHILADELPHIA, PA | Previous registration |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Apr 2, 2012 | Nov 1, 2013 | no | JENKINTOWN, PA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | May 16, 2011 | Apr 5, 2012 | no | FRAZIER, PA|FRAZER, PA|FORT MILL, SC | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 14, 2010 | Mar 5, 2010 | no | ELKINS PARK, PA | Previous registration |
| U•••• F•••••••• S••••••• G••••• I••• | n/a | Apr 13, 2009 | Apr 20, 2009 | no | WILLOW GROVE, PA|FRAZER, PA | Previous registration |
| 6 |
| Firm change |
| Ibd to wirehouse |
| C••• F•••••••• S•••••••• L••• | C••••••• S••••••••• I••• | Apr 23, 2021 | Apr 28, 2021 | 5 | Firm change | Ibd to ibd |
| P•••••• A•••••• G••••• L•• | C••• F•••••••• S•••••••• L••• | May 17, 2019 | May 8, 2019 | -9 | Firm change | RIA to ibd |
| W•••• F•••• A••••••• | P•••••• A•••••• G••••• L•• | Feb 3, 2016 | Feb 8, 2016 | 5 | Firm change | Other |
| C••••• I••••••••• S••••••• L•• | W•••• F•••• A••••••• | Nov 1, 2013 | Nov 21, 2013 | 20 | Firm change | Other |
| L•• F•••••••• L•• | C••••• I••••••••• S••••••• L•• | Apr 5, 2012 | Apr 2, 2012 | -3 | Firm change | Other |
| U•••• F•••••••• S••••••• G••••• I••• | L•• F•••••••• L•• | Apr 20, 2009 | Jan 14, 2010 | 269 | Firm change | Other |