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Advisor at OSAIC ADVISORY SERVICES, LLC
MAYFIELD HTS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | MAYFIELD HTS, OH | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Nov 2, 2022 | Nov 8, 2024 | no | MAYFIELD HTS, OH | Previous registration |
| CAPITAL ANALYSTS | Bd affiliated wealth | Jan 30, 2019 | Oct 24, 2022 | no | Fort Washington, PA|Cleveland, OH | Previous registration |
| LINCOLN INVESTMENT | Independent wealth | Jan 30, 2019 | Oct 24, 2022 | no | Cleveland, OH|Fort Washington, PA|Cleveland, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | OSAIC ADVISORY SERVICES, LLC | Nov 8, 2024 | Nov 8, 2024 | 0 | Bulk transfer | Ibd to ibd |
| CAPITAL ANALYSTS | LINCOLN INVESTMENT | Oct 24, 2022 | Jan 30, 2019 | -1,363 | Firm change after gap | Ibd to ibd |
| LINCOLN INVESTMENT | ARBOR POINT ADVISORS | Oct 24, 2022 | Nov 2, 2022 | 9 | Firm change | RIA to ibd |