DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• D••• W•••••••

O•••• A••••••• S•••••••• L••BD affiliatedMayfield Hts, Ohdual registrantIAPD 6962250

Feed of 09/14/2026

At current firm

1 y

since Nov 8, 2024

In the industry

13 y

since Oct 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• A••••••• S•••••••• L•• BD affiliated current
since Nov 8, 2024 · Mayfield Hts, Oh
A•••• P•••• A••••••• former
Nov 2, 2022 to Nov 8, 2024 · Mayfield Hts, Oh
C•••••• A••••••• BD affiliated
Jan 30, 2019 to Oct 24, 2022 · Fort Washington, Pa
L•••••• I••••••••• independent RIA
Jan 30, 2019 to Oct 24, 2022 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

A•••• P•••• A••••••• to O•••• A••••••• S•••••••• L••
left Nov 8, 2024, registered Nov 8, 2024 (0 days) · corporate re-registration, not a move
C•••••• A••••••• to L•••••• I•••••••••
left Oct 24, 2022, registered Jan 30, 2019 (-1363 days) · Affiliated broker-dealer or bank to another
L•••••• I••••••••• to A•••• P•••• A•••••••
left Oct 24, 2022, registered Nov 2, 2022 (9 days) · RIA to affiliated broker-dealer or bank

Signals

B•••••• D••• W••••••• left L•••••• I••••••••• for A•••• P•••• A••••••• (registered 2022-11-02)
Oct 24, 2022 · Advisor changed firm · fact
B•••••• D••• W••••••• left C•••••• A••••••• for L•••••• I••••••••• (registered 2019-01-30)
Oct 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address