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Advisor at ADVISORY SERVICES NETWORK
ATLANTA, GA | Franklin, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORY SERVICES NETWORK | Independent wealth | Jan 1, 2025 | n/a | yes | ATLANTA, GA|Franklin, TN | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 14, 2015 | Dec 31, 2021 | no | BRENTWOOD, TN | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 29, 2014 | Aug 11, 2015 | no | NASHVILLE, TN | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Jan 21, 2014 | Jan 31, 2014 | no | NASHVILLE, TN|HOOVER, AL|ST CLOUD, MN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 25, 2005 | Jul 9, 2013 | no | OAK BROOK, IL|CLAYTON, MO|AKRON, OH|CHICAGO, IL|ATLANTA, GA|NEW YORK, NY|NASHVILLE, TN|NASHVILLE, TN|INDIANAPOLIS, IN|HOUSTON, TX|CLAYTON, MO|NASHVILLE, TN|JACKSON, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | ADVISORY SERVICES NETWORK | Dec 31, 2021 | Jan 1, 2025 | 1,097 | Firm change after gap | Ibd to RIA |
| CETERA INVESTMENT ADVISERS LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 11, 2015 | Aug 14, 2015 | 3 | Firm change | Other |
| CETERA INVESTMENT SERVICES LLC | CETERA INVESTMENT ADVISERS LLC | Jan 31, 2014 | Jan 29, 2014 | -2 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CETERA INVESTMENT SERVICES LLC | Jul 9, 2013 | Jan 21, 2014 | 196 | Firm change | Other |