DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Michael Biggs
Feed of 09/15/2026
Also filed as David Biggs
At current firm
1 y
since Jan 1, 2025
In the industry
21 y
since Jan 24, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Services Network independent RIA currentsince Jan 1, 2025 · Atlanta, Ga
- Raymond James Financial Services Advisors, Inc BD affiliatedAug 14, 2015 to Dec 31, 2021 · Brentwood, Tn
- Cetera Investment Advisers LLC BD affiliatedJan 29, 2014 to Aug 11, 2015 · Nashville, Tn
- Cetera Investment Services LLC formerJan 21, 2014 to Jan 31, 2014 · Nashville, Tn
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 25, 2005 to Jul 9, 2013 · Oak Brook, Il
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Advisory Services Networkleft Dec 31, 2021, registered Jan 1, 2025 (1097 days) · Affiliated broker-dealer or bank to independent RIA
- Cetera Investment Advisers LLC to Raymond James Financial Services Advisors, Incleft Aug 11, 2015, registered Aug 14, 2015 (3 days) · Other
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Jan 31, 2014, registered Jan 29, 2014 (-2 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cetera Investment Services LLCleft Jul 9, 2013, registered Jan 21, 2014 (196 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address