DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew Howie

Farmers Asset Management, LLCstate registeredSeabrook, Txdual registrantIAPD 6568073

Feed of 09/14/2026

Also filed as Matthew Baxter Howie

At current firm

0 y

since Aug 5, 2026

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Farmers Asset Management, LLC state registered current
since Aug 5, 2026 · Seabrook, Tx
Awm Financial Services Inc. independent RIA
Sep 29, 2023 to Feb 6, 2025 · The Woodlands, Tx
Corda Investment Management, LLC independent RIA
Jan 6, 2023 to Jun 7, 2023 · Houston, Tx
The Broughton Investment Group, Inc. state registered
Jan 27, 2021 to Nov 29, 2022 · Houston, Tx
Frost Investment Services BD affiliated
Apr 8, 2019 to Aug 18, 2020 · Houston, Tx
Edward Jones national BD
May 13, 2016 to Apr 9, 2019 · Nassau Bay, Tx

Moves

a registration end followed by a registration begin elsewhere

Awm Financial Services Inc. to Farmers Asset Management, LLC
left Feb 6, 2025, registered Aug 5, 2026 (545 days) · RIA to a state-registered adviser
Corda Investment Management, LLC to Awm Financial Services Inc.
left Jun 7, 2023, registered Sep 29, 2023 (114 days) · RIA to RIA
The Broughton Investment Group, Inc. to Corda Investment Management, LLC
left Nov 29, 2022, registered Jan 6, 2023 (38 days) · Other
Frost Investment Services to The Broughton Investment Group, Inc.
left Aug 18, 2020, registered Jan 27, 2021 (162 days) · Affiliated broker-dealer or bank to a state-registered adviser
Edward Jones to Frost Investment Services
left Apr 9, 2019, registered Apr 8, 2019 (-1 days) · Affiliated broker-dealer or bank to another

Signals

Matthew Howie left Awm Financial Services Inc. for Farmers Asset Management, Llc (registered 2026-08-05)
Feb 6, 2025 · Advisor changed firm · fact
Matthew Howie left Corda Investment Management, Llc for Awm Financial Services Inc. (registered 2023-09-29)
Jun 7, 2023 · Advisor changed firm · fact
Matthew Howie left The Broughton Investment Group, Inc. for Corda Investment Management, Llc (registered 2023-01-06)
Nov 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address