DFX Intelligence

Data Factory

RIA / WealthAdvisor29 years in industry

CRAIG RICHARD CASSIDY

Advisor at ROYAL FUND MANAGEMENT, LLC

LADY LAKE, FL | PALM DESERT, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a29acdb-9c61-8466-c0a6-7e282d15bac2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROYAL FUND MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 30, 1999
First registration: Mar 3, 2008
Dual registered: no
IAPD individual key: 3217032

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROYAL FUND MANAGEMENT, LLC	Independent wealth	May 8, 2013	n/a	yes	LADY LAKE, FL\|PALM DESERT, CA	Current employment
AEGIS WEALTH MANAGEMENT, INC.	Independent wealth	Sep 10, 2021	Oct 4, 2021	no	Palm Desert, CA\|GUTHRIE CENTER, IA	Previous registration
AMERICAN ELITE RETIREMENT	n/a	Feb 22, 2013	Sep 12, 2013	no	VICTORVILLE, CA	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Jun 9, 2011	Jun 5, 2012	no	PALM DESERT, CA\|SARASOTA, FL	Previous registration
AMERICAN INVESTMENT SERVICES	Former SEC adviser	May 19, 2009	Sep 28, 2010	no	INDIO, CA	Previous registration
ENVISION INVESTMENT ADVISORS, LLC	n/a	Jan 12, 2009	Jul 22, 2009	no	VICTORVILLE, CA\|OMAHA, NE	Previous registration
ENVISION INVESTMENT ADVISORS, LLC	n/a	Mar 3, 2008	Dec 31, 2008	no	VICTORVILLE, CA\|OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AEGIS WEALTH MANAGEMENT, INC.	n/a	Oct 4, 2021	n/a	n/a	Departure no registered destination	Departure
AMERICAN ELITE RETIREMENT	ROYAL FUND MANAGEMENT, LLC	Sep 12, 2013	May 8, 2013	-127	Firm change after gap	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	AMERICAN ELITE RETIREMENT	Jun 5, 2012	Feb 22, 2013	262	Firm change	Other
AMERICAN INVESTMENT SERVICES	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Sep 28, 2010	Jun 9, 2011	254	Firm change	Other
ENVISION INVESTMENT ADVISORS, LLC	AMERICAN INVESTMENT SERVICES	Jul 22, 2009	May 19, 2009	-64	Firm change after gap	Other

Relationships

Registered with (6)

→ ROYAL FUND MANAGEMENT, LLCRegistered adviserregistration: current employment
May 8, 2013 to presentfactForm ADV
→ AEGIS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 10, 2021 to Oct 4, 2021factForm ADV
→ AMERICAN ELITE RETIREMENTRegistered adviserregistration: previous registration
Feb 22, 2013 to Sep 12, 2013factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Jun 9, 2011 to Jun 5, 2012factForm ADV
→ AMERICAN INVESTMENT SERVICESRegistered adviserregistration: previous registration
May 19, 2009 to Sep 28, 2010factForm ADV
→ ENVISION INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 12, 2009 to Jul 22, 2009factForm ADV

Dated events

No dated event names this entity yet.