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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst23 years in industry

JESSE JAMES PANTANO

Advisor at MISSION WEALTH MANAGEMENT, LP

North Miami, FL | SANTA BARBARA, CA

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Search this name across graphsid dfx:ria:8a8669fb-f655-9aba-89e4-923aa4121cdd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jul 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MISSION WEALTH MANAGEMENT, LP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 18, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66
First exam: Apr 18, 2003
First registration: Jul 14, 2003
Dual registered: no
Other names: JESSE JAMES PANTANO
IAPD individual key: 4633125

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MISSION WEALTH MANAGEMENT, LP	Independent wealth	Sep 15, 2022	n/a	yes	North Miami, FL\|SANTA BARBARA, CA	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Apr 26, 2022	Aug 2, 2022	no	CONSHOHOCKEN, PA\|NARBERTH, PA	Previous registration
CITIZENS PRIVATE WEALTH	Bd affiliated wealth	Feb 10, 2020	Aug 2, 2022	no	TARRYTOWN, NY\|FT. WASHINGTON, PA	Previous registration
MERCER GLOBAL ADVISORS INC.	Independent wealth	Apr 6, 2018	Jan 20, 2020	no	New York, NY	Previous registration
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Apr 19, 2017	Apr 3, 2018	no	PRINCETON, NJ	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2009	Apr 12, 2017	no	RADNOR, PA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 26, 2009	Apr 12, 2017	no	Radnor, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 14, 2003	Feb 17, 2009	no	Marlton, NJ\|WEST CHESTER, PA\|CONSHOHOCKEN, PA\|WILMINGTON, DE\|WEST CHESTER, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIZENS SECURITIES, INC.	MISSION WEALTH MANAGEMENT, LP	Aug 2, 2022	Sep 15, 2022	44	Firm change	Ibd to RIA
CITIZENS PRIVATE WEALTH	CITIZENS SECURITIES, INC.	Aug 2, 2022	Apr 26, 2022	-98	Firm change after gap	RIA to ibd
MERCER GLOBAL ADVISORS INC.	CITIZENS PRIVATE WEALTH	Jan 20, 2020	Feb 10, 2020	21	Firm change	RIA to RIA
BLACKROCK INVESTMENT MANAGEMENT, LLC	MERCER GLOBAL ADVISORS INC.	Apr 3, 2018	Apr 6, 2018	3	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Apr 12, 2017	Feb 26, 2009	-2,967	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 12, 2017	Feb 26, 2009	-2,967	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	TD AMERITRADE, INC.	Feb 17, 2009	Feb 26, 2009	9	Firm change	Ibd to new firm

Relationships

Registered with (8)

→ MISSION WEALTH MANAGEMENT, LPRegistered adviserregistration: current employment
Sep 15, 2022 to presentfactForm ADV
→ CITIZENS PRIVATE WEALTHRegistered adviserregistration: previous registration
Feb 10, 2020 to Aug 2, 2022factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Apr 26, 2022 to Aug 2, 2022factForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
Apr 6, 2018 to Jan 20, 2020factForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 19, 2017 to Apr 3, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2009 to Apr 12, 2017factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 26, 2009 to Apr 12, 2017factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 14, 2003 to Feb 17, 2009factForm ADV

Dated events

Occurred
Aug 2, 2022
Advisor changed firm
Jesse James Pantano left Citizens Securities, Inc. for Mission Wealth Management, Lp (registered 2022-09-15)
Form ADVobserved 5 days ago
Occurred
Aug 2, 2022
Advisor changed firm
Jesse James Pantano left Citizens Private Wealth for Citizens Securities, Inc. (registered 2022-04-26)
Form ADVobserved 5 days ago