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Advisor at WELLS FARGO ADVISORS
COLUMBIA, MD | MIDDLETOWN, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Dec 5, 2024 | n/a | yes | COLUMBIA, MD|MIDDLETOWN, DE | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Nov 1, 2021 | Nov 9, 2021 | no | Newark, DE | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Jul 26, 2016 | Dec 2, 2024 | no | PLYMOUTH MEETING, PA|WILMINGTON, DE|WILMINGTON, DE|WILMINGTON, DE|WILMINGTON, DE|WILMINGTON, DE|NEWARK, DE|MILFORD, DE|SMYRNA, DE|NEW CASTLE, DE|MIDDLETOWN, DE|BEAR, DE|SMITHFIELD, RI|SMYRNA, DE|WILMINGTON, DE|WILMINGTON, DE|WILMINGTON, DE|CONSHOHOCKEN, PA|MILFORD, DE|WILMINGTON, DE|WILMINGTON, DE|WILMINGTON, DE|WILMINGTON, DE|WILMINGTON, DE|WILMINGTON, DE|WILMINGTON, DE|WILMINGTON, DE|MILFORD, DE|WILMINGTON, DE|WILMINGTON, DE|NEWARK, DE|NEWARK, DE|WILMINGTON, DE|WILMINGTON, DE|WILMINGTON, DE | Previous registration |
| SANTANDER SECURITIES | Bd affiliated wealth | Feb 27, 2015 | Aug 1, 2016 | no | Wyndmoor, PA|Philadelphia, PA|VILLANOVA, PA|Philadelphia, PA|Philadelphia, PA|Philadelphia, PA|PHILADELPHIA, PA | Previous registration |
| MORGAN STANLEY | Wirehouse | Apr 9, 2013 | Oct 11, 2013 | no | Greenville, DE | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 6, 2006 | Feb 26, 2008 | no | WILMINGTON, DE | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 27, 2004 | Aug 3, 2006 | no | WILMINGTON, DE|WILMINGTON, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 2, 2024 | Nov 1, 2021 | -1,127 | Firm change after gap | Ibd to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | WELLS FARGO ADVISORS | Nov 9, 2021 | Dec 5, 2024 | 1,122 | Firm change after gap | Ibd to wirehouse |
| SANTANDER SECURITIES | CITIZENS SECURITIES, INC. | Aug 1, 2016 | Jul 26, 2016 | -6 | Firm change | Other |
| MORGAN STANLEY | SANTANDER SECURITIES | Oct 11, 2013 | Feb 27, 2015 | 504 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Feb 26, 2008 | Apr 9, 2013 | 1,869 | Firm change after gap | Wirehouse to wirehouse |
| MORGAN STANLEY DW INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 3, 2006 | Oct 6, 2006 | 64 | Firm change | Other |