RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O• E••••••• A•••••• G••••
- W•••• F•••• A••••••• wirehouse currentsince Dec 5, 2024 · Columbia, Md
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 1, 2021 to Nov 9, 2021 · Newark, De
- C••••••• S••••••••• I••• BD affiliatedJul 26, 2016 to Dec 2, 2024 · Plymouth Meeting, Pa
- S•••••••• S••••••••• BD affiliatedFeb 27, 2015 to Aug 1, 2016 · Wyndmoor, Pa
- M••••• S•••••• wirehouseApr 9, 2013 to Oct 11, 2013 · Greenville, De
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 6, 2006 to Feb 26, 2008 · Wilmington, De
- M••••• S•••••• D• I••• unclassifiedAug 27, 2004 to Aug 3, 2006 · Wilmington, De
- C••••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 2, 2024, registered Nov 1, 2021 (-1127 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••left Nov 9, 2021, registered Dec 5, 2024 (1122 days) · Affiliated broker-dealer or bank to wirehouse
- S•••••••• S••••••••• to C••••••• S••••••••• I•••left Aug 1, 2016, registered Jul 26, 2016 (-6 days) · Other
- M••••• S•••••• to S•••••••• S•••••••••left Oct 11, 2013, registered Feb 27, 2015 (504 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Feb 26, 2008, registered Apr 9, 2013 (1869 days) · Wirehouse to wirehouse
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 3, 2006, registered Oct 6, 2006 (64 days) · Other
- O• E••••••• A•••••• G•••• left C••••••• S••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2021-11-01)Dec 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address