DFX Intelligence

B•••••• J• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

B•••••• J• L•••••

Advisor at W•••• E••••• G••••• I•••

SCHAUMBURG, IL | Boca Raton, FL

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Search this name across graphsid dfx:ria:8b75b75b-4bfe-1657-7869-7065420d2108

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 14, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• E••••• G••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 9, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• E••••• G••••• I•••	Bd affiliated wealth	Mar 2, 2021	n/a	yes	SCHAUMBURG, IL\|SCHAUMBURG, IL\|Boca Raton, FL	Current employment
C•••••• A•••••••	Bd affiliated wealth	Jan 29, 2019	Mar 2, 2021	no	Boca Raton, FL\|SOUTHFIELD, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••••	W•••• E••••• G••••• I•••	Mar 2, 2021	Mar 2, 2021	0	Firm change	Ibd to ibd
C•••••••• I••••••••• R••••••• A•••••••• I•••	C•••••• A•••••••	Jan 29, 2019	Jan 29, 2019

Relationships

Registered with (6)

→ W•••• E••••• G••••• I•••Registered adviserregistration: current employment
Mar 2, 2021 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Jan 29, 2019 to Mar 2, 2021factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 16, 2014 to Jan 29, 2019factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b75b75b-4bfe-1657-7869-7065420d2108
First observed: Aug 14, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.