DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bennett J Leiser
Feed of 09/15/2026
Also filed as Bennett Jay Leiser
At current firm
5 y
since Mar 2, 2021
In the industry
30 y
since Sep 9, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- World Equity Group, Inc. BD affiliated currentsince Mar 2, 2021 · Schaumburg, Il
- Corecap Advisors BD affiliatedJan 29, 2019 to Mar 2, 2021 · Boca Raton, Fl
- Cambridge Investment Research Advisors, Inc. BD affiliatedSep 16, 2014 to Jan 29, 2019 · Fairfield, Ia
- Msi Financial Services, Inc. formerFeb 5, 2013 to Sep 15, 2014 · Fort Lauderdale, Fl
- Voya Financial Advisors, Inc. BD affiliatedJul 8, 2008 to Jan 31, 2013 · Fort Lauderdale, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 14, 2007 to Sep 27, 2007 · Plantation, Fl
Moves
a registration end followed by a registration begin elsewhere
- Corecap Advisors to World Equity Group, Inc.left Mar 2, 2021, registered Mar 2, 2021 (0 days) · Affiliated broker-dealer or bank to another
- Cambridge Investment Research Advisors, Inc. to Corecap Advisorsleft Jan 29, 2019, registered Jan 29, 2019 (0 days) · Affiliated broker-dealer or bank to another
- Msi Financial Services, Inc. to Cambridge Investment Research Advisors, Inc.left Sep 15, 2014, registered Sep 16, 2014 (1 days) · Other
- Voya Financial Advisors, Inc. to Msi Financial Services, Inc.left Jan 31, 2013, registered Feb 5, 2013 (5 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Voya Financial Advisors, Inc.left Sep 27, 2007, registered Jul 8, 2008 (285 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address