DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Consultant35 years in industry

Sean Randolph Stevens

Advisor at LATITUDE INVESTMENT GROUP

WINDSOR HEIGHTS, IA | ALPHARETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8deaf9a4-ff78-3414-8fe6-a3d5f75b762f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: May 14, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LATITUDE INVESTMENT GROUP
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Jan 13, 1994
First registration: May 14, 2001
Dual registered: no
Other names: SEAN R STEVENS
IAPD individual key: 2426602

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LATITUDE INVESTMENT GROUP	State registered	Jan 30, 2026	n/a	yes	ALPHARETTA, GA\|WINDSOR HEIGHTS, IA	Current employment
TRIUMPH WEALTH ADVISORS, INC.	Former SEC adviser	Oct 10, 2017	May 30, 2024	no	West Desmoines, IA\|ACWORTH, GA\|Windsor Heights, IA	Previous registration
GRADIENT WEALTH MANAGEMENT	Bd affiliated wealth	Jun 8, 2017	Oct 4, 2017	no	ARDEN HILLS, MN\|ARDEN HILLS, MN\|West Des Moines, IA	Previous registration
CREATIVEONE WEALTH, LLC	Independent wealth	Feb 7, 2017	May 16, 2017	no	W. Des Moines, IA\|OVERLAND PARK, KS	Previous registration
GRADIENT WEALTH MANAGEMENT	Bd affiliated wealth	Feb 13, 2015	Feb 10, 2017	no	West Des Moines, IA\|WEST DES MOINES, IA\|ARDEN HILLS, MN	Previous registration
GRADIENT ADVISORS, LLC	Independent wealth	Nov 13, 2014	Feb 4, 2015	no	WEST DES MOINES, IA\|ARDEN HILLS, MN	Previous registration
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	May 19, 2014	Aug 12, 2014	no	W. DES MOINES, IA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Sep 16, 2009	Jan 30, 2014	no	West Des Moines, IA\|DAVENPORT, IA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 14, 2001	Apr 17, 2008	no	SHAWNEE, KS\|WEST DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRIUMPH WEALTH ADVISORS, INC.	LATITUDE INVESTMENT GROUP	May 30, 2024	Jan 30, 2026	610	Firm change after gap	RIA to state RIA
GRADIENT WEALTH MANAGEMENT	TRIUMPH WEALTH ADVISORS, INC.	Oct 4, 2017	Oct 10, 2017	6	Firm change	Other
CREATIVEONE WEALTH, LLC	GRADIENT WEALTH MANAGEMENT	May 16, 2017	Jun 8, 2017	23	Firm change	Other
GRADIENT WEALTH MANAGEMENT	CREATIVEONE WEALTH, LLC	Feb 10, 2017	Feb 7, 2017	-3	Firm change	Other
GRADIENT ADVISORS, LLC	GRADIENT WEALTH MANAGEMENT	Feb 4, 2015	Feb 13, 2015	9	Firm change	Other
HORTER INVESTMENT MANAGEMENT, LLC	GRADIENT ADVISORS, LLC	Aug 12, 2014	Nov 13, 2014	93	Firm change	Other
MML INVESTORS SERVICES, LLC	HORTER INVESTMENT MANAGEMENT, LLC	Jan 30, 2014	May 19, 2014	109	Firm change	Other
SIGNATOR INVESTORS, INC.	MML INVESTORS SERVICES, LLC	Apr 17, 2008	Sep 16, 2009	517	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
152665:127701:MN:2015-01-23	Feb 4, 2015	Feb 13, 2015	ARDEN HILLS, MN	Firm change

Relationships

Registered with (8)

→ LATITUDE INVESTMENT GROUPRegistered adviserregistration: current employment
Jan 30, 2026 to presentfactForm ADV
→ TRIUMPH WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 10, 2017 to May 30, 2024factForm ADV
→ GRADIENT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 8, 2017 to Oct 4, 2017factForm ADV
→ CREATIVEONE WEALTH, LLCRegistered adviserregistration: previous registration
Feb 7, 2017 to May 16, 2017factForm ADV
→ GRADIENT ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 13, 2014 to Feb 4, 2015factForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 19, 2014 to Aug 12, 2014factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Sep 16, 2009 to Jan 30, 2014factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 14, 2001 to Apr 17, 2008factForm ADV

Dated events

Occurred
May 30, 2024
Advisor changed firm
Sean Randolph Stevens left Triumph Wealth Advisors, Inc. for Latitude Investment Group (registered 2026-01-30)
Form ADVobserved 6 days ago