DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sean Randolph Stevens

Latitude Investment Groupstate registeredWindsor Heights, Ia IA-onlyIAPD 2426602

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Sean R Stevens

At current firm

0 y

since Jan 30, 2026

In the industry

35 y

since Oct 1, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Latitude Investment Group state registered current
since Jan 30, 2026 · Alpharetta, Ga
Triumph Wealth Advisors, Inc. former
Oct 10, 2017 to May 30, 2024 · West Desmoines, Ia
Gradient Wealth Management BD affiliated
Jun 8, 2017 to Oct 4, 2017 · Arden Hills, Mn
Creativeone Wealth, LLC independent RIA
Feb 7, 2017 to May 16, 2017 · W. Des Moines, Ia
Gradient Wealth Management BD affiliated
Feb 13, 2015 to Feb 10, 2017 · West Des Moines, Ia
Gradient Advisors, LLC independent RIA
Nov 13, 2014 to Feb 4, 2015 · West Des Moines, Ia
Horter Investment Management, LLC independent RIA
May 19, 2014 to Aug 12, 2014 · W. Des Moines, Ia
MML Investors Services, LLC BD affiliated
Sep 16, 2009 to Jan 30, 2014 · West Des Moines, Ia
Signator Investors, Inc. former
May 14, 2001 to Apr 17, 2008 · Shawnee, Ks

Moves

a registration end followed by a registration begin elsewhere

Triumph Wealth Advisors, Inc. to Latitude Investment Group
left May 30, 2024, registered Jan 30, 2026 (610 days) · RIA to a state-registered adviser
Gradient Wealth Management to Triumph Wealth Advisors, Inc.
left Oct 4, 2017, registered Oct 10, 2017 (6 days) · Other
Creativeone Wealth, LLC to Gradient Wealth Management
left May 16, 2017, registered Jun 8, 2017 (23 days) · Other
Gradient Wealth Management to Creativeone Wealth, LLC
left Feb 10, 2017, registered Feb 7, 2017 (-3 days) · Other
Gradient Advisors, LLC to Gradient Wealth Management
left Feb 4, 2015, registered Feb 13, 2015 (9 days) · Other · moved with a team
Horter Investment Management, LLC to Gradient Advisors, LLC
left Aug 12, 2014, registered Nov 13, 2014 (93 days) · Other
MML Investors Services, LLC to Horter Investment Management, LLC
left Jan 30, 2014, registered May 19, 2014 (109 days) · Other
Signator Investors, Inc. to MML Investors Services, LLC
left Apr 17, 2008, registered Sep 16, 2009 (517 days) · Other

Signals

Sean Randolph Stevens left Triumph Wealth Advisors, Inc. for Latitude Investment Group (registered 2026-01-30)
May 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address