DFX Intelligence

J•••• A••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor20 years in industry

J•••• A••••• G•••

Advisor at C•••••• I••••••••• A•••••••• L••

Phoenix, AZ | ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90bb6f3c-481c-3e54-396f-780a8c537ad7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 30, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• I••••••••• A•••••••• L••	Independent wealth	Nov 30, 2021	n/a	yes	ATLANTA, GA\|Phoenix, AZ	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 12, 2017	Nov 9, 2021	no	BISBEE, AZ\|SONITA, AZ\|TUCSON, AZ\|BENSON, AZ\|MARANA, AZ\|TUCSON, AZ\|ORO VALLEY, AZ\|TUCSON, AZ\|MESA, AZ\|TEMPE, AZ\|GILBERT, AZ\|PHOENIX, AZ\|SIERRA VISTA, AZ\|TUCSON, AZ\|PAYSON, AZ\|WICKENBURG, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|KINGMAN, AZ\|MORENCI, AZ\|PRESCOTT VALLEY, AZ\|PRESCOTT, AZ\|YUMA, AZ\|ST JOHNS, AZ\|FLAGSTAFF, AZ\|GOODYEAR, AZ\|LAKE HAVASU CITY, AZ\|PRESCOTT, AZ\|SNOWFLAKE, AZ\|WELLTON, AZ\|MESA, AZ\|PRESCOTT, AZ\|PINETOP, AZ\|EAGAR, AZ\|SAFFORD, AZ\|SEDONA, AZ\|WILLIAMS, AZ\|GLENDALE, AZ\|FLORENCE, AZ\|PARKER, AZ\|SHOW LOW, AZ\|FLAGSTAFF, AZ\|MESA, AZ\|OVERGAARD, AZ\|CAREFREE, AZ\|CAMP VERDE, AZ\|CAREFREE, AZ\|YUMA, AZ\|BISBEE, AZ\|BULLHEAD CITY, AZ\|CHINO VALLEY, AZ\|AJO, AZ\|BUCKEYE, AZ\|PHOENIX, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C•••••• I••••••••• A•••••••• L••	Nov 9, 2021	Nov 30, 2021	21	Firm change	Ibd to RIA
U••• F•••••••• P••••••• S•••••••	L•• F•••••••• L••	Jul 24, 2014	Oct 12, 2017

Relationships

Registered with (4)

→ C•••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 30, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 12, 2017 to Nov 9, 2021factForm ADV
→ U••• F•••••••• P••••••• S•••••••Registered adviserregistration: previous registration
May 29, 2007 to Jul 24, 2014factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90bb6f3c-481c-3e54-396f-780a8c537ad7
First observed: Mar 30, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.